UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SF
1476
Stifel
SF
$12.6B
| $968K | ﹤0.01% |
45,461
-13,707
| -23% | -$263K |
|
1477
American Airlines Group
AAL
$10.6B
| $967K | ﹤0.01% |
+38,299
| New | +$986K |
|
1478
Mercury Insurance
MCY
$5.95B
| $967K | ﹤0.01% |
19,467
+400
| +2% | +$19.4K |
|
1479
Royal Bank of Canada
RY
$294B
| $965K | ﹤0.01% |
14,352
+1,839
| +15% | +$122K |
|
1480
Radian Group
RDN
$4.82B
| $964K | ﹤0.01% |
68,294
-6,700
| -9% | -$93.8K |
|
1481
Steven Madden
SHOO
$3.53B
| $964K | ﹤0.01% |
39,522
-751
| -2% | -$18.3K |
|
|
WGL
1482
DELISTED
Wgl Holdings
WGL
| $964K | ﹤0.01% |
24,061
+500
| +2% | +$20.8K |
|
1483
Unisys
UIS
$210M
| $953K | ﹤0.01% |
28,399
-1,000
| -3% | -$27.7K |
|
1484
U-Haul Holding Co
UHAL
$14.7B
| $952K | ﹤0.01% |
40,000
| – | – |
|
|
JNS
1485
DELISTED
Janus Capital Group Inc
JNS
| $947K | ﹤0.01% |
76,564
-2,400
| -3% | -$24.7K |
|
1486
Invesco Mortgage Capital
IVR
$758M
| $931K | ﹤0.01% |
6,347
-30
| -0.5% | -$4.55K |
|
|
FPO
1487
DELISTED
First Potomac Realty Trust
FPO
| $928K | ﹤0.01% |
79,742
+1,100
| +1% | +$13.1K |
|
|
UTIW
1488
DELISTED
UTI WORLDWIDE INC
UTIW
| $926K | ﹤0.01% |
52,696
-1,300
| -2% | -$20.5K |
|
|
PDS
1489
Precision Drilling
PDS
$989M
| $925K | ﹤0.01% |
4,940
+305
| +7% | +$59.9K |
|
|
SYA
1490
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
| $924K | ﹤0.01% |
48,697
-7,000
| -13% | -$130K |
|
1491
Erie Indemnity
ERIE
$13.3B
| $921K | ﹤0.01% |
12,599
| – | – |
|
|
TRNX
1492
DELISTED
TORNIER N V SHARES (NLD)
TRNX
| $921K | ﹤0.01% |
49,000
+38,700
| +376% | +$730K |
|
1493
Sanmina
SANM
$11B
| $917K | ﹤0.01% |
54,897
-5,900
| -10% | -$94.9K |
|
|
HTS
1494
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $914K | ﹤0.01% |
55,897
+100
| +0.2% | +$1.75K |
|
1495
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
| $911K | ﹤0.01% |
20,274
| – | – |
|
|
AAN.A
1496
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $910K | ﹤0.01% |
30,954
-40,526
| -57% | -$1.19M |
|
|
MIC
1497
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $909K | ﹤0.01% |
16,699
-100
| -0.6% | -$5.43K |
|
|
ESND
1498
DELISTED
Essendant Inc.
ESND
| $908K | ﹤0.01% |
19,799
-1,000
| -5% | -$44K |
|
|
SEMG
1499
DELISTED
SEMGROUP CORPORATION
SEMG
| $907K | ﹤0.01% |
13,899
-3,700
| -21% | -$222K |
|
|
PHH
1500
DELISTED
PHH Corporation
PHH
| $906K | ﹤0.01% |
37,191
-3,000
| -7% | -$72.1K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.