UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CADE
1451
DELISTED
Cadence Bank
CADE
| $1.45M | ﹤0.01% |
62,409
| – | – |
|
1452
FTI Consulting
FCN
$4.24B
| $1.45M | ﹤0.01% |
32,468
+3,700
| +13% | +$160K |
|
1453
The GEO Group
GEO
$4.09B
| $1.45M | ﹤0.01% |
91,308
-12,111
| -12% | -$228K |
|
|
AEL
1454
DELISTED
American Equity Investment Life Holding Company
AEL
| $1.45M | ﹤0.01% |
81,609
+8,146
| +11% | +$135K |
|
|
BID
1455
DELISTED
Sotheby's
BID
| $1.45M | ﹤0.01% |
38,024
-829
| -2% | -$29.3K |
|
1456
ACI Worldwide
ACIW
$5.54B
| $1.44M | ﹤0.01% |
74,516
+3,200
| +4% | +$60.7K |
|
1457
First Citizens BancShares
FCNCA
$25.2B
| $1.44M | ﹤0.01% |
4,908
+46
| +0.9% | +$12.5K |
|
|
SNR
1458
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $1.44M | ﹤0.01% |
125,092
| – | – |
|
1459
CVB Financial
CVBF
$3.99B
| $1.43M | ﹤0.01% |
81,391
+11,300
| +16% | +$192K |
|
|
PFNX
1460
DELISTED
Pfenex Inc.
PFNX
| $1.43M | ﹤0.01% |
+159,634
| New | +$1.36M |
|
|
HI
1461
DELISTED
Hillenbrand
HI
| $1.42M | ﹤0.01% |
44,798
+6,571
| +17% | +$208K |
|
|
CHS
1462
DELISTED
Chicos FAS, Inc.
CHS
| $1.42M | ﹤0.01% |
118,981
| – | – |
|
|
JNS
1463
DELISTED
Janus Capital Group Inc
JNS
| $1.41M | ﹤0.01% |
100,786
| – | – |
|
|
FPRX
1464
DELISTED
Five Prime Therapeutics, Inc.
FPRX
| $1.41M | ﹤0.01% |
26,897
+3,176
| +13% | +$152K |
|
|
CLNY
1465
DELISTED
Colony Capital, Inc.
CLNY
| $1.41M | ﹤0.01% |
77,327
+1,397
| +2% | +$24.7K |
|
1466
Synaptics
SYNA
$4.11B
| $1.41M | ﹤0.01% |
24,044
+1,200
| +5% | +$66K |
|
1467
Mueller Water Products
MWA
$4.21B
| $1.4M | ﹤0.01% |
111,656
-2,111
| -2% | -$25.3K |
|
|
MEG
1468
DELISTED
Media General, Inc
MEG
| $1.39M | ﹤0.01% |
75,587
+11,841
| +19% | +$210K |
|
|
NAV
1469
DELISTED
Navistar International
NAV
| $1.39M | ﹤0.01% |
60,701
+1,200
| +2% | +$18.3K |
|
|
GOLD
1470
DELISTED
Randgold Resources Ltd
GOLD
| $1.39M | ﹤0.01% |
13,881
+2,848
| +26% | +$309K |
|
|
MNR
1471
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $1.39M | ﹤0.01% |
97,077
+56,579
| +140% | +$786K |
|
1472
NETGEAR
NTGR
$611M
| $1.38M | ﹤0.01% |
22,835
| – | – |
|
|
DYN
1473
DELISTED
Dynegy, Inc.
DYN
| $1.38M | ﹤0.01% |
111,234
+3,851
| +4% | +$54.6K |
|
1474
Paycom
PAYC
$10.3B
| $1.37M | ﹤0.01% |
27,363
+6,266
| +30% | +$306K |
|
|
UNT
1475
DELISTED
UNIT Corporation
UNT
| $1.37M | ﹤0.01% |
73,685
+4,020
| +6% | +$62K |
|
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UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.