UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTRL
1401
DELISTED
Control4 Corporation
CTRL
| $1.37M | ﹤0.01% |
+64,500
| New | +$1.44M |
|
|
ANFI
1402
DELISTED
AMIRA NATURE FOODS LTD
ANFI
| $1.36M | ﹤0.01% |
79,970
-3,945
| -5% | -$72K |
|
|
SD
1403
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $1.36M | ﹤0.01% |
221,655
+4,600
| +2% | +$28.7K |
|
1404
Viasat
VSAT
$11.3B
| $1.36M | ﹤0.01% |
19,699
+2,700
| +16% | +$175K |
|
1405
B2Gold
BTG
$5.45B
| $1.36M | ﹤0.01% |
499,547
+19,497
| +4% | +$51.1K |
|
1406
Wolverine World Wide
WWW
$1.56B
| $1.36M | ﹤0.01% |
47,496
+5,800
| +14% | +$164K |
|
1407
Portland General Electric
POR
$5.71B
| $1.34M | ﹤0.01% |
41,498
+5,400
| +15% | +$166K |
|
1408
ONE Gas
OGS
$5B
| $1.34M | ﹤0.01% |
+37,292
| New | +$1.28M |
|
1409
Kemper
KMPR
$1.76B
| $1.34M | ﹤0.01% |
34,158
+2,200
| +7% | +$84.6K |
|
1410
Sabra Healthcare REIT
SBRA
$5.34B
| $1.33M | ﹤0.01% |
47,706
+6,100
| +15% | +$168K |
|
1411
Avient
AVNT
$3.91B
| $1.33M | ﹤0.01% |
36,197
+6,000
| +20% | +$215K |
|
1412
Dolby
DLB
$5.71B
| $1.33M | ﹤0.01% |
29,809
+9,200
| +45% | +$387K |
|
|
RPT
1413
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $1.32M | ﹤0.01% |
81,078
+3,100
| +4% | +$49.7K |
|
1414
MBIA
MBI
$269M
| $1.32M | ﹤0.01% |
94,078
+29,178
| +45% | +$372K |
|
|
ZNGA
1415
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $1.31M | ﹤0.01% |
305,601
+35,700
| +13% | +$165K |
|
|
MIC
1416
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $1.31M | ﹤0.01% |
22,899
+6,200
| +37% | +$339K |
|
|
RGC
1417
DELISTED
Regal Entertainment Group
RGC
| $1.31M | ﹤0.01% |
70,166
+17,800
| +34% | +$342K |
|
1418
Belden
BDC
$5.05B
| $1.31M | ﹤0.01% |
18,799
+500
| +3% | +$34.7K |
|
1419
STAG Industrial
STAG
$7.1B
| $1.31M | ﹤0.01% |
54,290
+2,500
| +5% | +$55.8K |
|
1420
Minerals Technologies
MTX
$2.34B
| $1.3M | ﹤0.01% |
20,199
+2,800
| +16% | +$158K |
|
|
ODP
1421
DELISTED
ODP
ODP
| $1.29M | ﹤0.01% |
31,330
+2,370
| +8% | +$114K |
|
1422
Cognex
CGNX
$11.2B
| $1.29M | ﹤0.01% |
75,996
+10,000
| +15% | +$187K |
|
1423
Vishay Intertechnology
VSH
$5.03B
| $1.28M | ﹤0.01% |
86,382
+1,900
| +2% | +$26.7K |
|
|
CVG
1424
DELISTED
Convergys
CVG
| $1.28M | ﹤0.01% |
58,596
| – | – |
|
|
CRDC
1425
DELISTED
CARDICA INC COM NEW (DE)
CRDC
| $1.28M | ﹤0.01% |
+127,077
| New | +$1.45M |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.