UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Hancock Whitney
HWC
$6.27B
| $1.45M | ﹤0.01% |
45,362
| – | – |
|
|
RGC
1377
DELISTED
Regal Entertainment Group
RGC
| $1.45M | ﹤0.01% |
72,866
+2,700
| +4% | +$55.3K |
|
|
THS
1378
DELISTED
Treehouse Foods
THS
| $1.44M | ﹤0.01% |
17,899
+500
| +3% | +$39.5K |
|
1379
Brunswick
BC
$5.29B
| $1.44M | ﹤0.01% |
34,097
| – | – |
|
1380
Civeo
CVEO
$332M
| $1.42M | ﹤0.01% |
10,210
-11
| -0.1% | -$3.31K |
|
1381
PennantPark Floating Rate Capital
PFLT
$723M
| $1.42M | ﹤0.01% |
102,799
-969
| -0.9% | -$13.7K |
|
|
MSO
1382
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
| $1.42M | ﹤0.01% |
393,595
-4,401
| -1% | -$19.4K |
|
|
AEC
1383
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
| $1.41M | ﹤0.01% |
80,331
-3,200
| -4% | -$57.9K |
|
1384
Jack in the Box
JACK
$339M
| $1.4M | ﹤0.01% |
20,499
+700
| +4% | +$42.1K |
|
1385
MaxLinear
MXL
$6.48B
| $1.4M | ﹤0.01% |
203,200
-55,700
| -22% | -$502K |
|
1386
Sabra Healthcare REIT
SBRA
$5.35B
| $1.39M | ﹤0.01% |
57,206
-2,800
| -5% | -$77.6K |
|
|
CVSA
1387
Covista Inc
CVSA
$4.21B
| $1.39M | ﹤0.01% |
32,430
+1,300
| +4% | +$55.3K |
|
1388
iShares Select Dividend ETF
DVY
$23.5B
| $1.39M | ﹤0.01% |
18,750
-4,600
| -20% | -$347K |
|
|
ISBC
1389
DELISTED
Investors Bancorp, Inc.
ISBC
| $1.39M | ﹤0.01% |
136,767
| – | – |
|
|
CHMT
1390
DELISTED
Chemtura Corporation
CHMT
| $1.38M | ﹤0.01% |
59,363
+2,100
| +4% | +$52.1K |
|
|
PDS
1391
Precision Drilling
PDS
$1.01B
| $1.38M | ﹤0.01% |
6,390
+1,490
| +30% | +$371K |
|
1392
FirstCash
FCFS
$8.98B
| $1.38M | ﹤0.01% |
24,661
-363
| -1% | -$20.6K |
|
1393
Viavi Solutions
VIAV
$9.99B
| $1.38M | ﹤0.01% |
189,558
| – | – |
|
|
SPIL
1394
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
| $1.37M | ﹤0.01% |
201,100
-292,700
| -59% | -$2.16M |
|
1395
Fulton Financial
FULT
$4.7B
| $1.37M | ﹤0.01% |
123,691
| – | – |
|
|
TQNT
1396
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
| $1.36M | ﹤0.01% |
71,494
| – | – |
|
|
PLCM
1397
DELISTED
POLYCOM INC
PLCM
| $1.36M | ﹤0.01% |
110,892
+9,800
| +10% | +$127K |
|
1398
Cleveland-Cliffs
CLF
$7.12B
| $1.36M | ﹤0.01% |
131,059
-34,162
| -21% | -$523K |
|
|
JNS
1399
DELISTED
Janus Capital Group Inc
JNS
| $1.36M | ﹤0.01% |
93,364
| – | – |
|
1400
Element Solutions
ESI
$9.37B
| $1.35M | ﹤0.01% |
54,100
+20,100
| +59% | +$530K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.