UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Designer Brands
DBI
$336M
| $1.46M | ﹤0.01% |
40,618
+5,600
| +16% | +$216K |
|
|
AAN.A
1377
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $1.45M | ﹤0.01% |
48,054
+17,100
| +55% | +$517K |
|
|
AXE
1378
DELISTED
Anixter International Inc
AXE
| $1.45M | ﹤0.01% |
14,299
+900
| +7% | +$87.9K |
|
1379
Tidewater
TDW
$4.06B
| $1.45M | ﹤0.01% |
924
+99
| +12% | +$162K |
|
|
AAT
1380
American Assets Trust
AAT
$1.38B
| $1.44M | ﹤0.01% |
42,799
+2,173
| +5% | +$71K |
|
1381
Thomson Reuters
TRI
$43.7B
| $1.44M | ﹤0.01% |
36,346
+10,427
| +40% | +$428K |
|
|
FSP
1382
Franklin Street Properties
FSP
$47.1M
| $1.44M | ﹤0.01% |
114,297
+2,900
| +3% | +$35.3K |
|
1383
Karyopharm Therapeutics
KPTI
$44.2M
| $1.44M | ﹤0.01% |
3,107
-13
| -0.4% | -$6.59K |
|
1384
PennantPark Floating Rate Capital
PFLT
$724M
| $1.44M | ﹤0.01% |
104,148
-1,880
| -2% | -$26.1K |
|
1385
WaFd
WAFD
$2.77B
| $1.43M | ﹤0.01% |
61,467
+1,200
| +2% | +$27.2K |
|
1386
iShares MBS ETF
MBB
$39B
| – | – |
0
| – | – |
|
1387
Mercado Libre
MELI
$92.8B
| $1.43M | ﹤0.01% |
14,999
+1,700
| +13% | +$166K |
|
|
PKY
1388
DELISTED
Parkway, Inc.
PKY
| $1.43M | ﹤0.01% |
78,093
+15,066
| +24% | +$272K |
|
|
AXLL
1389
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $1.43M | ﹤0.01% |
31,735
+3,600
| +13% | +$153K |
|
|
DWSN
1390
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
| $1.43M | ﹤0.01% |
50,868
-1,101
| -2% | -$33.9K |
|
|
ROIC
1391
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $1.42M | ﹤0.01% |
95,347
+1,913
| +2% | +$27.9K |
|
|
ELP
1392
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $1.42M | ﹤0.01% |
269,893
-12,750
| -5% | -$59.1K |
|
|
DBD
1393
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.41M | ﹤0.01% |
35,265
+1,000
| +3% | +$36K |
|
|
AEC
1394
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
| $1.4M | ﹤0.01% |
82,331
+13,556
| +20% | +$225K |
|
|
CHMT
1395
DELISTED
Chemtura Corporation
CHMT
| $1.39M | ﹤0.01% |
55,063
+9,900
| +22% | +$252K |
|
|
ASNA
1396
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.39M | ﹤0.01% |
4,012
+815
| +25% | +$310K |
|
|
IRG
1397
DELISTED
Ignite Restaurant Group, Inc.
IRG
| $1.38M | ﹤0.01% |
98,357
-949
| -1% | -$12.4K |
|
|
EDR
1398
DELISTED
Education Realty Trust Inc
EDR
| $1.38M | ﹤0.01% |
46,529
-2,147
| -4% | -$60K |
|
1399
Idacorp
IDA
$8.15B
| $1.37M | ﹤0.01% |
24,745
+8,346
| +51% | +$447K |
|
1400
Wendy's
WEN
$1.41B
| $1.37M | ﹤0.01% |
150,104
+10,100
| +7% | +$92.5K |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.