UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Genmab
GMAB
$19.5B
| $4.9M | ﹤0.01% |
+241,703
| New | +$4.76M |
|
1177
iShares International Select Dividend ETF
IDV
$8.51B
| $4.9M | ﹤0.01% |
159,288
+2,609
| +2% | +$78.8K |
|
1178
Bankunited
BKU
$3.36B
| $4.89M | ﹤0.01% |
145,535
+2,252
| +2% | +$73.5K |
|
|
UMPQ
1179
DELISTED
Umpqua Holdings Corp
UMPQ
| $4.87M | ﹤0.01% |
295,890
-683
| -0.2% | -$11.2K |
|
1180
MSC Industrial Direct
MSM
$6.86B
| $4.82M | ﹤0.01% |
66,466
+2,832
| +4% | +$198K |
|
|
LM
1181
DELISTED
Legg Mason, Inc.
LM
| $4.81M | ﹤0.01% |
125,855
-12,570
| -9% | -$476K |
|
|
MGP
1182
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $4.8M | ﹤0.01% |
159,727
+17,109
| +12% | +$514K |
|
|
ETRN
1183
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $4.78M | ﹤0.01% |
328,836
+31,686
| +11% | +$487K |
|
1184
Associated Banc-Corp
ASB
$5.91B
| $4.78M | ﹤0.01% |
236,052
-6,881
| -3% | -$139K |
|
|
P
1185
Everpure Inc
P
$29.9B
| $4.78M | ﹤0.01% |
282,034
+64,898
| +30% | +$1.02M |
|
1186
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $4.77M | ﹤0.01% |
83,973
+2,512
| +3% | +$140K |
|
|
BPYU
1187
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
| $4.77M | ﹤0.01% |
233,695
-77,715
| -25% | -$1.5M |
|
|
SF
1188
Stifel
SF
$12.6B
| $4.76M | ﹤0.01% |
186,685
+13,673
| +8% | +$344K |
|
|
CLGX
1189
DELISTED
Corelogic, Inc.
CLGX
| $4.74M | ﹤0.01% |
102,533
+6,044
| +6% | +$278K |
|
1190
Viasat
VSAT
$11.1B
| $4.74M | ﹤0.01% |
62,960
+4,153
| +7% | +$331K |
|
1191
Ziff Davis
ZD
$1.98B
| $4.74M | ﹤0.01% |
59,960
+7,235
| +14% | +$548K |
|
1192
Galicia Financial Group
GGAL
$7.42B
| $4.72M | ﹤0.01% |
363,114
+141,469
| +64% | +$3.33M |
|
1193
Evercore
EVR
$11.8B
| $4.71M | ﹤0.01% |
58,829
+1,285
| +2% | +$106K |
|
1194
Telephone and Data Systems
TDS
$3.75B
| $4.71M | ﹤0.01% |
182,442
-2,044
| -1% | -$57K |
|
|
SDC
1195
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $4.7M | ﹤0.01% |
+338,710
| New | +$5.65M |
|
|
SGI
1196
Somnigroup International
SGI
$13.7B
| $4.69M | ﹤0.01% |
242,956
-8,796
| -3% | -$169K |
|
1197
Tetra Tech
TTEK
$9.07B
| $4.65M | ﹤0.01% |
267,860
+37,670
| +16% | +$615K |
|
1198
FTI Consulting
FCN
$4.18B
| $4.64M | ﹤0.01% |
43,789
+6,560
| +18% | +$669K |
|
1199
AutoNation
AN
$6.92B
| $4.64M | ﹤0.01% |
91,535
-12,904
| -12% | -$608K |
|
1200
White Mountains Insurance
WTM
$5.13B
| $4.62M | ﹤0.01% |
4,275
-167
| -4% | -$178K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.