UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Urban Outfitters
URBN
$6.63B
| $3.23M | ﹤0.01% |
93,720
+5,841
| +7% | +$191K |
|
1127
Cullen/Frost Bankers
CFR
$10.3B
| $3.23M | ﹤0.01% |
44,848
+1,300
| +3% | +$90K |
|
1128
First Horizon
FHN
$12.2B
| $3.23M | ﹤0.01% |
211,780
+7,000
| +3% | +$104K |
|
|
CLC
1129
DELISTED
Clarcor
CLC
| $3.22M | ﹤0.01% |
49,518
+1,162
| +2% | +$73.4K |
|
|
SPN
1130
DELISTED
Superior Energy Services, Inc.
SPN
| $3.22M | ﹤0.01% |
17,992
+1,781
| +11% | +$298K |
|
1131
Pool Corp
POOL
$7.29B
| $3.22M | ﹤0.01% |
34,021
+945
| +3% | +$92.8K |
|
|
CY
1132
DELISTED
Cypress Semiconductor
CY
| $3.19M | ﹤0.01% |
262,344
+10,960
| +4% | +$125K |
|
|
GWR
1133
DELISTED
Genesee & Wyoming Inc.
GWR
| $3.18M | ﹤0.01% |
46,141
+3,200
| +7% | +$210K |
|
1134
Pebblebrook Hotel Trust
PEB
$2.08B
| $3.17M | ﹤0.01% |
119,063
+4,100
| +4% | +$118K |
|
1135
Manhattan Associates
MANH
$11.1B
| $3.16M | ﹤0.01% |
54,844
+1,300
| +2% | +$78.3K |
|
1136
Howard Hughes
HHH
$4.08B
| $3.14M | ﹤0.01% |
28,774
+839
| +3% | +$93.1K |
|
1137
Banco de Chile
BCH
$21.3B
| $3.14M | ﹤0.01% |
146,829
-1
| -0% | -$21 |
|
1138
Unifirst Corp
UNF
$5.22B
| $3.13M | ﹤0.01% |
23,729
+1,466
| +7% | +$181K |
|
|
LM
1139
DELISTED
Legg Mason, Inc.
LM
| $3.12M | ﹤0.01% |
93,118
-11,221
| -11% | -$374K |
|
|
CVG
1140
DELISTED
Convergys
CVG
| $3.11M | ﹤0.01% |
102,376
+38,092
| +59% | +$1.08M |
|
1141
Ryder
R
$10.1B
| $3.1M | ﹤0.01% |
47,045
+1,100
| +2% | +$72K |
|
|
AHL
1142
DELISTED
ASPEN Insurance Holding Limited
AHL
| $3.09M | ﹤0.01% |
66,387
-84,687
| -56% | -$3.85M |
|
|
RAX
1143
DELISTED
Rackspace Hosting Inc
RAX
| $3.09M | ﹤0.01% |
97,503
-10,066
| -9% | -$278K |
|
1144
iShares International Developed Real Estate ETF
IFGL
$82.5M
| $3.08M | ﹤0.01% |
102,261
-5,694
| -5% | -$172K |
|
1145
Novartis
NVS
$293B
| $3.07M | ﹤0.01% |
43,418
-2,320
| -5% | -$169K |
|
1146
Brookdale Senior Living
BKD
$3.48B
| $3.06M | ﹤0.01% |
175,160
+3,790
| +2% | +$65.4K |
|
1147
MSC Industrial Direct
MSM
$6.96B
| $3.05M | ﹤0.01% |
41,523
-221
| -0.5% | -$16.1K |
|
|
CIM
1148
Chimera Investment
CIM
$992M
| $3.04M | ﹤0.01% |
63,596
-694
| -1% | -$34K |
|
1149
Hope Bancorp
HOPE
$1.79B
| $3.04M | ﹤0.01% |
175,086
+40,669
| +30% | +$659K |
|
1150
Euronet Worldwide
EEFT
$2.75B
| $3.04M | ﹤0.01% |
37,117
+1,000
| +3% | +$76.6K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.