UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $3.08M | ﹤0.01% |
78,427
+15,273
| +24% | +$581K |
|
1052
Reliance Steel & Aluminium
RS
$21.3B
| $3.08M | ﹤0.01% |
41,988
| – | – |
|
1053
Teradyne
TER
$60.4B
| $3.07M | ﹤0.01% |
185,629
+20,200
| +12% | +$335K |
|
1054
ITT
ITT
$19.2B
| $3.05M | ﹤0.01% |
84,915
| – | – |
|
|
SFE
1055
DELISTED
Safeguard Scientifics, Inc.
SFE
| $3.04M | ﹤0.01% |
193,598
+58,800
| +44% | +$905K |
|
1056
TIM SA
TIMB
$8.9B
| $3.03M | ﹤0.01% |
128,592
-42,775
| -25% | -$865K |
|
|
JAH
1057
DELISTED
JARDEN CORPORATION
JAH
| $3.03M | ﹤0.01% |
93,906
+4,581
| +5% | +$141K |
|
|
CCG
1058
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
| $3.03M | ﹤0.01% |
280,388
-61,791
| -18% | -$688K |
|
1059
Oil States International
OIS
$509M
| $3.02M | ﹤0.01% |
51,021
-127,313
| -71% | -$6.95M |
|
|
VIRX
1060
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
| $3M | ﹤0.01% |
2,878
| – | – |
|
1061
Wabtec
WAB
$49.8B
| $2.99M | ﹤0.01% |
47,534
| – | – |
|
1062
Old Republic International
ORI
$10.5B
| $2.99M | ﹤0.01% |
194,012
| – | – |
|
1063
BWX Technologies
BWXT
$15.4B
| $2.98M | ﹤0.01% |
123,702
-70,529
| -36% | -$1.6M |
|
|
BRFS
1064
DELISTED
BRF SA
BRFS
| $2.98M | ﹤0.01% |
121,557
+74,100
| +156% | +$1.7M |
|
|
MACK
1065
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $2.98M | ﹤0.01% |
99,722
+95,159
| +2,085% | +$3.33M |
|
|
BCOV
1066
DELISTED
Brightcove, Inc.
BCOV
| $2.98M | ﹤0.01% |
+264,600
| New | +$2.67M |
|
1067
Evercore
EVR
$12.1B
| $2.97M | ﹤0.01% |
60,398
-13,391
| -18% | -$616K |
|
1068
MasTec
MTZ
$21B
| $2.97M | ﹤0.01% |
97,970
+5,602
| +6% | +$184K |
|
|
AEGN
1069
DELISTED
Aegion Corp
AEGN
| $2.96M | ﹤0.01% |
124,755
| – | – |
|
|
ROC
1070
DELISTED
ROCKWOOD HLDGS INC
ROC
| $2.95M | ﹤0.01% |
44,126
| – | – |
|
|
DNY
1071
DELISTED
DONNELLEY R R & SONS CO
DNY
| $2.92M | ﹤0.01% |
184,712
| – | – |
|
|
CVT
1072
DELISTED
CVENT, INC.
CVT
| $2.92M | ﹤0.01% |
+82,916
| New | +$3.03M |
|
1073
Alaska Air
ALK
$5.7B
| $2.9M | ﹤0.01% |
92,796
+16,004
| +21% | +$478K |
|
1074
Diamondrock Hospitality Co
DRH
$2.6B
| $2.9M | ﹤0.01% |
272,103
-5,800
| -2% | -$58K |
|
|
AXLL
1075
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $2.9M | ﹤0.01% |
76,835
-98,900
| -56% | -$4.13M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.