UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
| $5.96M | 0.01% |
204,160
+71,875
| +54% | +$2.09M |
|
|
SRGA
952
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $5.94M | 0.01% |
48,554
+3,513
| +8% | +$381K |
|
|
TE
953
DELISTED
TECO ENERGY INC
TE
| $5.94M | 0.01% |
346,209
-3,012
| -0.9% | -$50.3K |
|
954
Fortune Brands Innovations
FBIN
$6.01B
| $5.91M | 0.01% |
164,180
+17,199
| +12% | +$661K |
|
|
ATML
955
DELISTED
ATMEL CORP
ATML
| $5.91M | 0.01% |
706,361
-39,531
| -5% | -$324K |
|
956
Grupo Cibest SA
CIB
$21.4B
| $5.89M | 0.01% |
+104,245
| New | +$5.1M |
|
957
Huntington Ingalls Industries
HII
$12.7B
| $5.87M | 0.01% |
57,377
+18,640
| +48% | +$1.81M |
|
|
EOCC
958
DELISTED
Enel Generacion Chile S.A.
EOCC
| $5.85M | 0.01% |
195,653
| – | – |
|
|
SHLD
959
DELISTED
Sears Holding Corporation
SHLD
| $5.82M | 0.01% |
161,398
+4,956
| +3% | +$156K |
|
|
BEL
960
DELISTED
Belmond Ltd.
BEL
| $5.76M | 0.01% |
399,997
+54,600
| +16% | +$800K |
|
961
Clean Harbors
CLH
$16.2B
| $5.76M | 0.01% |
105,118
+800
| +0.8% | +$43.6K |
|
962
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $5.75M | 0.01% |
110,113
+95,000
| +629% | +$4.87M |
|
|
QCOR
963
DELISTED
QUESTCOR PHARMA INC
QCOR
| $5.75M | 0.01% |
88,475
-1,799
| -2% | -$115K |
|
964
Magnachip Semiconductor
MX
$141M
| $5.74M | 0.01% |
411,690
-56,893
| -12% | -$909K |
|
965
Pacira BioSciences
PCRX
$1.02B
| $5.7M | 0.01% |
81,399
-3,900
| -5% | -$265K |
|
|
EPZM
966
DELISTED
Epizyme, Inc
EPZM
| $5.69M | 0.01% |
249,865
-10,323
| -4% | -$313K |
|
|
VRE
967
DELISTED
Veris Residential
VRE
| $5.67M | 0.01% |
272,970
+25,429
| +10% | +$535K |
|
|
TRQ
968
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $5.63M | 0.01% |
168,115
+83,931
| +100% | +$2.93M |
|
969
Compañía de Minas Buenaventura
BVN
$8.27B
| $5.62M | 0.01% |
447,052
+7,000
| +2% | +$87.6K |
|
970
Barclays
BCS
$95B
| $5.58M | 0.01% |
383,791
+19,539
| +5% | +$313K |
|
|
DGI
971
DELISTED
DigitalGlobe Inc.
DGI
| $5.57M | 0.01% |
192,095
+172,200
| +866% | +$6.29M |
|
972
AstraZeneca
AZN
$250B
| $5.57M | 0.01% |
+85,852
| New | +$5.54M |
|
|
ENDP
973
DELISTED
Endo International plc
ENDP
| $5.49M | 0.01% |
80,011
+21,480
| +37% | +$1.52M |
|
974
Santander
BSBR
$43.4B
| $5.49M | 0.01% |
1,028,362
-28,606
| -3% | -$139K |
|
975
iShares Russell 2000 ETF
IWM
$82.1B
| $5.47M | 0.01% |
46,985
+114
| +0.2% | +$13.2K |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.