UBS AM’s Enel Generacion Chile S.A. EOCC Stock Holding History

UBS AM’s Portfolio EOCC Stock Details EOCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-52,100	Closed	-$1.03M	–	2777
2016 Q3	$1.03M	Sell	52,100 -1,600	-3%	-$39.1K	﹤0.01%	1680
2016 Q2	$1.49M	Sell	53,700 -23,897	-31%	-$647K	﹤0.01%	1473
2016 Q1	$2.23M	Hold	77,597	–	–	﹤0.01%	1319
2015 Q4	$1.99M	Sell	77,597 -1,156	-1%	-$29.3K	﹤0.01%	1442
2015 Q3	$1.94M	Hold	78,753	–	–	﹤0.01%	1449
2015 Q2	$2.26M	Sell	78,753 -91,757	-54%	-$2.87M	﹤0.01%	1350
2015 Q1	$5.32M	Sell	170,510 -8,237	-5%	-$253K	0.01%	1033
2014 Q4	$5.54M	Sell	178,747 -5,202	-3%	-$161K	0.01%	1010
2014 Q3	$5.6M	Sell	183,949 -11,271	-6%	-$358K	0.01%	1011
2014 Q2	$6.11M	Sell	195,220 -433	-0.2%	-$13.3K	0.01%	984
2014 Q1	$5.85M	Hold	195,653	–	–	0.01%	1001
2013 Q4	$6.04M	Sell	195,653 -3,035	-2%	-$92.7K	0.01%	966
2013 Q3	$5.77M	Sell	198,688 -9,537	-5%	-$274K	0.01%	944
2013 Q2	$6.37M	Buy	+208,225	New	+$7.11M	0.01%	897

Other funds holding EOCC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Credit Agricole Montrouge Cedex, France $38.1B AUM

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

UBS AM's EOCC Position: Q4 2016 in Review

UBS AM sold out of Enel Generacion Chile S.A. (EOCC) in Q4 2016, closing a stake of 52,100 shares — an estimated $1.03M sold.

UBS AM first reported a position in EOCC in Q2 2013 and held it in 14 quarters. The position peaked at $6.37M in Q2 2013. 75 funds tracked by Wall St. Rank hold EOCC as of Q4 2016.

UBS AM reported no remaining Enel Generacion Chile S.A. position as of Q4 2016 after selling out during the quarter.
UBS AM sold 52,100 Enel Generacion Chile S.A. shares in Q4 2016, an estimated $1.03M.
UBS AM first reported a position in Enel Generacion Chile S.A. in Q2 2013 and held it in 14 quarters.
UBS AM's Enel Generacion Chile S.A. position peaked at $6.37M in Q2 2013.
75 funds tracked by Wall St. Rank held Enel Generacion Chile S.A. as of Q4 2016.

Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.