UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Vodafone
VOD
$37B
| $6.66M | 0.01% |
181,016
-66,641
| -27% | -$2.57M |
|
927
Tenet Healthcare
THC
$20.7B
| $6.64M | 0.01% |
155,086
+28,903
| +23% | +$1.28M |
|
|
BLUE
928
DELISTED
bluebird bio
BLUE
| $6.63M | 0.01% |
22,523
+3,934
| +21% | +$1.19M |
|
|
BEE
929
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
| $6.62M | 0.01% |
649,694
+102,794
| +19% | +$1M |
|
930
Jazz Pharmaceuticals
JAZZ
$16.7B
| $6.57M | 0.01% |
47,398
-49,500
| -51% | -$7.45M |
|
931
Woodward
WWD
$21.6B
| $6.54M | 0.01% |
157,598
-23,400
| -13% | -$1.01M |
|
|
GLBR
932
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
| $6.52M | 0.01% |
44,168
-5,959
| -12% | -$991K |
|
933
ATI
ATI
$30.5B
| $6.5M | 0.01% |
172,494
+30,447
| +21% | +$1.02M |
|
|
CS
934
DELISTED
Credit Suisse Group
CS
| $6.48M | 0.01% |
200,103
+16,142
| +9% | +$506K |
|
935
Omega Healthcare
OHI
$14.8B
| $6.39M | 0.01% |
190,792
+25,018
| +15% | +$797K |
|
936
Webster Financial
WBS
$12.8B
| $6.39M | 0.01% |
205,853
-15,103
| -7% | -$464K |
|
937
Columbia Banking Systems
COLB
$8.78B
| $6.39M | 0.01% |
224,164
+73,640
| +49% | +$1.99M |
|
938
IDEX
IEX
$17.2B
| $6.37M | 0.01% |
87,428
+5,600
| +7% | +$408K |
|
939
Banco Santander Chile
BSAC
$16.8B
| $6.37M | 0.01% |
271,619
-22,900
| -8% | -$496K |
|
|
NFX
940
DELISTED
Newfield Exploration
NFX
| $6.34M | 0.01% |
202,247
-6,441
| -3% | -$170K |
|
941
Ryder
R
$10.1B
| $6.32M | 0.01% |
79,136
-12,545
| -14% | -$929K |
|
942
Telkom Indonesia
TLK
$14.8B
| $6.32M | 0.01% |
320,800
-24,800
| -7% | -$466K |
|
|
HBI
943
DELISTED
Hanesbrands
HBI
| $6.3M | 0.01% |
329,752
+96,480
| +41% | +$1.73M |
|
|
PGH
944
DELISTED
Pengrowth Energy Corporation
PGH
| $6.29M | 0.01% |
1,038,074
+23,616
| +2% | +$150K |
|
945
United Therapeutics
UTHR
$22.6B
| $6.29M | 0.01% |
66,888
+29,070
| +77% | +$2.97M |
|
946
Essent Group
ESNT
$6.04B
| $6.26M | 0.01% |
278,800
-43,700
| -14% | -$1.05M |
|
|
ZU
947
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
| $6.17M | 0.01% |
122,900
-2,100
| -2% | -$101K |
|
948
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $6.03M | 0.01% |
146,423
+38,497
| +36% | +$1.59M |
|
949
Nice
NICE
$5.69B
| $6.03M | 0.01% |
135,019
-14,512
| -10% | -$587K |
|
|
IPCM
950
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
| $5.98M | 0.01% |
121,855
-19,895
| -14% | -$1.06M |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.