UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Dillards
DDS
$9.63B
| $6.45M | 0.01% |
66,318
+1,012
| +2% | +$87.6K |
|
902
Highwoods Properties
HIW
$3.58B
| $6.43M | 0.01% |
177,639
+3,500
| +2% | +$128K |
|
903
CAE Inc. Common Shares
CAE
$8.62B
| $6.4M | 0.01% |
503,565
-5,010
| -1% | -$57.7K |
|
|
HR
904
DELISTED
Healthcare Realty Trust Incorporated
HR
| $6.39M | 0.01% |
299,955
+54,300
| +22% | +$1.23M |
|
905
Tandem Diabetes Care
TNDM
$1.34B
| $6.39M | 0.01% |
+24,800
| New | +$5.67M |
|
|
GAS
906
DELISTED
AGL Resources Inc
GAS
| $6.35M | 0.01% |
134,345
+15,095
| +13% | +$703K |
|
|
ETFC
907
DELISTED
E*Trade Financial Corporation
ETFC
| $6.32M | 0.01% |
321,826
+22,820
| +8% | +$406K |
|
|
WCG
908
DELISTED
Wellcare Health Plans, Inc.
WCG
| $6.3M | 0.01% |
89,399
-18,300
| -17% | -$1.28M |
|
|
CHS
909
DELISTED
Chicos FAS, Inc.
CHS
| $6.27M | 0.01% |
332,894
-93,252
| -22% | -$1.65M |
|
|
PGH
910
DELISTED
Pengrowth Energy Corporation
PGH
| $6.27M | 0.01% |
1,014,458
+67,278
| +7% | +$423K |
|
911
Clean Harbors
CLH
$16.3B
| $6.25M | 0.01% |
104,318
-4,800
| -4% | -$277K |
|
912
Telkom Indonesia
TLK
$14.6B
| $6.2M | 0.01% |
345,600
-6,600
| -2% | -$125K |
|
913
Santander
BSBR
$43.4B
| $6.18M | 0.01% |
1,056,968
| – | – |
|
914
Snap-on
SNA
$21.7B
| $6.16M | 0.01% |
56,231
-21,797
| -28% | -$2.26M |
|
|
HMSY
915
DELISTED
HMS Holdings Corp.
HMSY
| $6.15M | 0.01% |
270,623
-21,774
| -7% | -$471K |
|
916
Insmed
INSM
$21.5B
| $6.14M | 0.01% |
+361,044
| New | +$5.53M |
|
917
LXP Industrial Trust
LXP
$3.58B
| $6.14M | 0.01% |
120,248
+35,600
| +42% | +$1.94M |
|
918
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| – | – |
0
| – | – |
|
919
Nice
NICE
$5.82B
| $6.13M | 0.01% |
149,531
-6,843
| -4% | -$272K |
|
920
Barclays
BCS
$96B
| $6.11M | 0.01% |
364,252
+73,490
| +25% | +$1.16M |
|
|
ECYT
921
DELISTED
Endocyte, Inc. Common Stock
ECYT
| $6.06M | 0.01% |
+567,060
| New | +$6.26M |
|
|
DHC
922
Diversified Healthcare Trust
DHC
$2.22B
| $6.04M | 0.01% |
274,366
-69,419
| -20% | -$1.61M |
|
923
IDEX
IEX
$17.5B
| $6.04M | 0.01% |
81,828
-108,984
| -57% | -$7.57M |
|
|
EOCC
924
DELISTED
Enel Generacion Chile S.A.
EOCC
| $6.04M | 0.01% |
195,653
-3,035
| -2% | -$92.7K |
|
|
TE
925
DELISTED
TECO ENERGY INC
TE
| $6.02M | 0.01% |
349,221
+48,815
| +16% | +$835K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.