UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COLE
901
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $5.96M | 0.01% |
+486,191
| New | +$5.52M |
|
902
Webster Financial
WBS
$12.8B
| $5.92M | 0.01% |
232,076
+6,597
| +3% | +$176K |
|
|
WPX
903
DELISTED
WPX Energy, Inc.
WPX
| $5.8M | 0.01% |
301,308
+19,600
| +7% | +$377K |
|
|
EOCC
904
DELISTED
Enel Generacion Chile S.A.
EOCC
| $5.77M | 0.01% |
198,688
-9,537
| -5% | -$274K |
|
|
INFI
905
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $5.72M | 0.01% |
327,619
+90,900
| +38% | +$1.74M |
|
|
FOLD
906
DELISTED
Amicus Therapeutics
FOLD
| $5.7M | 0.01% |
2,455,400
+1,211,200
| +97% | +$3.04M |
|
907
iShares Select Dividend ETF
DVY
$23.5B
| $5.68M | 0.01% |
85,686
+11,537
| +16% | +$767K |
|
|
HR
908
DELISTED
Healthcare Realty Trust Incorporated
HR
| $5.68M | 0.01% |
245,655
-93,746
| -28% | -$2.28M |
|
|
TUP
909
DELISTED
Tupperware Brands Corporation
TUP
| $5.68M | 0.01% |
65,718
| – | – |
|
|
THOR
910
DELISTED
THORATEC CORPORATION
THOR
| $5.67M | 0.01% |
151,945
+3,663
| +2% | +$128K |
|
|
ALE
911
DELISTED
Allete
ALE
| $5.64M | 0.01% |
116,699
+10,600
| +10% | +$528K |
|
912
Global Payments
GPN
$23.9B
| $5.64M | 0.01% |
220,626
-100,000
| -31% | -$2.42M |
|
|
PKT
913
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
| $5.63M | 0.01% |
363,364
+15,496
| +4% | +$220K |
|
914
NetEase
NTES
$82B
| $5.6M | 0.01% |
385,500
+194,000
| +101% | +$2.65M |
|
|
PGH
915
DELISTED
Pengrowth Energy Corporation
PGH
| $5.58M | 0.01% |
947,180
+18,434
| +2% | +$103K |
|
916
CAE Inc. Common Shares
CAE
$8.62B
| $5.58M | 0.01% |
508,575
+12,991
| +3% | +$143K |
|
|
PES
917
DELISTED
Pioneer Energy Services Corp.
PES
| $5.58M | 0.01% |
742,476
+23,986
| +3% | +$171K |
|
|
CS
918
DELISTED
Credit Suisse Group
CS
| $5.55M | 0.01% |
181,670
-2,261
| -1% | -$67.3K |
|
|
ORB
919
DELISTED
ORBITAL SCIENCES CORP
ORB
| $5.53M | 0.01% |
261,198
-26,000
| -9% | -$490K |
|
|
FRAN
920
DELISTED
Francesca's Holdings Corporation
FRAN
| $5.51M | 0.01% |
24,639
+9,538
| +63% | +$2.73M |
|
|
HAR
921
DELISTED
Harman International Industries
HAR
| $5.5M | 0.01% |
83,082
+9,600
| +13% | +$600K |
|
922
Nektar Therapeutics
NKTR
$2.47B
| $5.49M | 0.01% |
35,040
-16,481
| -32% | -$3.05M |
|
|
GAS
923
DELISTED
AGL Resources Inc
GAS
| $5.49M | 0.01% |
119,250
+8,700
| +8% | +$392K |
|
|
WRI
924
DELISTED
Weingarten Realty Investors
WRI
| $5.48M | 0.01% |
186,991
-11,600
| -6% | -$352K |
|
925
Neurocrine Biosciences
NBIX
$16.4B
| $5.45M | 0.01% |
481,398
+10,000
| +2% | +$137K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.