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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
-12.37%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.98%
AUM
$116B
AUM Growth
-$18.5B
Cap. Flow
-$576M
Cap. Flow %
-0.5%
Top 10 Hldgs %
17.33%
Holding
2,899
New
140
Increased
1,359
Reduced
845
Closed
130

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$288M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$215M
3
TSCO icon
Tractor Supply
TSCO
+$157M
4
JNJ icon
Johnson & Johnson
JNJ
+$153M
5
PYPL icon
PayPal
PYPL
+$135M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$339M
2
ESRX
Express Scripts Holding Company
ESRX
+$244M
3
PX
Praxair Inc
PX
+$218M
4
META icon
Meta Platforms (Facebook)
META
+$182M
5
ADBE icon
Adobe
ADBE
+$177M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 14.9%
3 Financials 14.08%
4 Consumer Discretionary 11.32%
5 Communication Services 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPS icon
2726
Altisource Portfolio Solutions
ASPS
$65.8M
– –
-1,100
Closed -$284K
AXGN icon
2727
Axogen
AXGN
$2.5B
– –
-15,782
Closed -$582K
BATRA icon
2728
Atlanta Braves Holdings Series A
BATRA
$3.43B
– –
-7,421
Closed -$202K
BOOT icon
2729
Boot Barn
BOOT
$4.95B
– –
-9,600
Closed -$273K
BWX icon
2730
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-779
Closed -$21.3K
CAC icon
2731
Camden National
CAC
$976M
– –
-5,178
Closed -$225K
CARG icon
2732
CarGurus
CARG
$3.52B
– –
-4,902
Closed -$273K
CATO icon
2733
Cato Corp
CATO
$66.1M
– –
-9,799
Closed -$206K
ECON icon
2734
Columbia Emerging Markets Consumer ETF
ECON
$337M
– –
-204
Closed -$4.54K
FFIC
2735
DELISTED
Flushing Financial
FFIC
– –
-9,167
Closed -$224K
FISI icon
2736
Financial Institutions
FISI
$821M
– –
-7,200
Closed -$226K
FUN icon
2737
Cedar Fair
FUN
$1.67B
– –
-911
Closed -$47.4K
FV icon
2738
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
– –
-250
Closed -$7.72K
GEOS icon
2739
Geospace Technologies
GEOS
$75.7M
– –
-11,900
Closed -$163K
GLD icon
2740
SPDR Gold Trust
GLD
$141B
– –
-255
Closed -$28.8K
GLOB icon
2741
Globant
GLOB
$1.61B
– –
-143
Closed -$8.44K
GSBC icon
2742
Great Southern Bancorp
GSBC
$878M
– –
-4,200
Closed -$232K
HLIO icon
2743
Helios Technologies
HLIO
$2.76B
– –
-9,830
Closed -$538K
MCHB
2744
Mechanics Bancorp
MCHB
$3.68B
– –
-7,700
Closed -$204K
HOV icon
2745
Hovnanian Enterprises
HOV
$807M
– –
-2,829
Closed -$113K
HPS
2746
John Hancock Preferred Income Fund III
HPS
$458M
– –
-203
Closed -$3.79K
IAT icon
2747
iShares US Regional Banks ETF
IAT
$681M
– –
-300
Closed -$14.7K
IIIN icon
2748
Insteel Industries
IIIN
$625M
– –
-7,700
Closed -$276K
IMKTA icon
2749
Ingles Markets
IMKTA
$1.67B
– –
-6,600
Closed -$226K
IYF icon
2750
iShares US Financials ETF
IYF
$4.61B
– –
-400
Closed -$24.3K
108 109
110
111 112

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UBS AM's Q4 2018 Portfolio in Review

As of Q4 2018, UBS AM held 2,899 positions worth $116B, down 14% from $135B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

UBS AM's Q4 2018 filing shows 140 new, 1,359 increased, 845 reduced and 130 closed positions. Its largest new stake was Linde: 1,823,057 shares worth $284M. The largest sale was Aetna Inc, an estimated $339M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • UBS AM's largest Q4 2018 buy was Linde: 1,823,057 shares worth $284M.
  • UBS AM added most to iShares US Treasury Bond ETF in Q4 2018, an estimated $215M increase.
  • UBS AM's biggest Q4 2018 reduction was Meta Platforms (Facebook), cutting an estimated $182M.
  • UBS AM fully exited Aetna Inc in Q4 2018, selling an estimated $339M.
  • UBS AM's ten largest holdings make up 17% of its $116B portfolio in Q4 2018.
  • UBS AM opened 140 new positions and closed 130 in Q4 2018.
  • UBS AM's portfolio value fell 14% quarter-over-quarter to $116B.

Based on UBS AM's 13F filing for Q4 2018, filed 13 Feb 2019.