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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.55%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.98%
AUM
$92.9B
AUM Growth
+$4.42B
Cap. Flow
-$957M
Cap. Flow %
-1.03%
Top 10 Hldgs %
15.02%
Holding
2,661
New
57
Increased
1,159
Reduced
566
Closed
68

Top Buys

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$360M
2
BABA icon
Alibaba
BABA
+$256M
3
VZ icon
Verizon
VZ
+$158M
4
ATVI
Activision Blizzard
ATVI
+$157M
5
FTV icon
Fortive
FTV
+$142M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$196M
2
CHKP icon
Check Point Software Technologies
CHKP
+$191M
3
TAL icon
TAL Education Group
TAL
+$161M
4
EMC
EMC CORPORATION
EMC
+$151M
5
AMGN icon
Amgen
AMGN
+$117M

Sector Composition

Rank Sector Weight
1 Healthcare 15.26%
2 Technology 15.12%
3 Financials 13.08%
4 Consumer Discretionary 10.57%
5 Communication Services 9.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAM
2576
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-21,399
Closed -$746K
LDRH
2577
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-8,200
Closed -$303K
CPXX
2578
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-13,200
Closed -$398K
IHS
2579
DELISTED
IHS INC CL-A COM STK
IHS
– –
-155,010
Closed -$17.9M
TAL
2580
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-41,726
Closed -$560K
HTS
2581
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-90,293
Closed -$1.48M
RSE
2582
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-52,923
Closed -$966K
XNPT
2583
DELISTED
XENOPORT, INC.
XNPT
– –
-51,698
Closed -$364K
TE
2584
DELISTED
TECO ENERGY INC
TE
– –
-557,367
Closed -$15.4M
CPGX
2585
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-933,669
Closed -$23.8M
TYC
2586
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-983,670
Closed -$43.9M
HOT
2587
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-419,276
Closed -$31M
AFAM
2588
DELISTED
Almost Family Inc
AFAM
– –
-4,953
Closed -$211K
MDVN
2589
DELISTED
MEDIVATION, INC.
MDVN
– –
-1,111,880
Closed -$67M
PLCM
2590
DELISTED
POLYCOM INC
PLCM
– –
-119,686
Closed -$1.35M
DRII
2591
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-22,014
Closed -$660K
AMTG
2592
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-19,399
Closed -$260K
QLIK
2593
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-67,149
Closed -$1.99M
WIBC
2594
DELISTED
WILSHIRE BANCORP INC
WIBC
– –
-39,096
Closed -$407K
KKD
2595
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-37,698
Closed -$790K
QIHU
2596
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-158,743
Closed -$11.6M
DWRE
2597
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-23,041
Closed -$1.73M
GAS
2598
DELISTED
AGL Resources Inc
GAS
– –
-356,977
Closed -$23.6M
TIVO
2599
DELISTED
TIVO INC
TIVO
– –
-52,996
Closed -$525K
ARMH
2600
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-54,855
Closed -$2.5M
100 101 102 103
104

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UBS AM's Q3 2016 Portfolio in Review

As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
  • UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
  • UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
  • UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
  • UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
  • UBS AM opened 57 new positions and closed 68 in Q3 2016.
  • UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.

Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.