UBS AM
TAS

UBS AM’s TASMAN METALS LTD ORDINARY SHARES (CANADA) TAS Stock Holding History

UBS AM’s Portfolio TAS Stock Details TAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-556,865
Closed -$538K – 2598
2014
Q2 		$538K Buy
556,865
+128,865
+30% +$154K ﹤0.01% 1875
2014
Q1 		$613K Buy
+428,000
New +$533K ﹤0.01% 1767

Other funds holding TAS

SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
CLOS
Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $8.13B AUM 26.03% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LOCB
Lombard Odier & Cie (Bahamas) Nassau, Bahamas $263M AUM 3.37% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

UBS AM's TAS Position: Q3 2014 in Review

UBS AM sold out of TASMAN METALS LTD ORDINARY SHARES (CANADA) (TAS) in Q3 2014, closing a stake of 556,865 shares — an estimated $538K sold.

UBS AM first reported a position in TAS in Q1 2014 and held it in 2 quarters. The position peaked at $613K in Q1 2014. 11 funds tracked by Wall St. Rank hold TAS as of Q3 2014.

  • UBS AM reported no remaining TASMAN METALS LTD ORDINARY SHARES (CANADA) position as of Q3 2014 after selling out during the quarter.
  • UBS AM sold 556,865 TASMAN METALS LTD ORDINARY SHARES (CANADA) shares in Q3 2014, an estimated $538K.
  • UBS AM first reported a position in TASMAN METALS LTD ORDINARY SHARES (CANADA) in Q1 2014 and held it in 2 quarters.
  • UBS AM's TASMAN METALS LTD ORDINARY SHARES (CANADA) position peaked at $613K in Q1 2014.
  • 11 funds tracked by Wall St. Rank held TASMAN METALS LTD ORDINARY SHARES (CANADA) as of Q3 2014.

Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.