UBS AM’s PALL CORP PLL Stock Holding History

UBS AM’s Portfolio PLL Stock Details PLL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-345,235	Closed	-$43M	–	2727
2015 Q2	$43M	Sell	345,235 -1,903	-0.5%	-$215K	0.04%	466
2015 Q1	$34.9M	Sell	347,138 -21,889	-6%	-$2.21M	0.03%	526
2014 Q4	$37.3M	Sell	369,027 -2,651	-0.7%	-$245K	0.04%	505
2014 Q3	$31.1M	Buy	371,678 +6,863	+2%	+$562K	0.03%	567
2014 Q2	$31.2M	Buy	364,815 +15,383	+4%	+$1.32M	0.03%	558
2014 Q1	$31.3M	Buy	349,432 +21,297	+6%	+$1.8M	0.03%	532
2013 Q4	$28M	Buy	328,135 +10,620	+3%	+$863K	0.03%	533
2013 Q3	$24.5M	Sell	317,515 -2,611	-0.8%	-$187K	0.03%	539
2013 Q2	$21.3M	Buy	+320,126	New	+$21.7M	0.03%	555

Other funds holding PLL

SAM

Shell Asset Management The Hague, Netherlands $996M AUM 26.19% 1-Year Est. Return

BBI

Baxter Bros Inc Riverside, Connecticut $810M AUM 16.24% 1-Year Est. Return

MPWT

MassMutual Private Wealth & Trust Windsor, Connecticut $3.87B AUM 24.64% 1-Year Est. Return

UBS AM's PLL Position: Q3 2015 in Review

UBS AM sold out of PALL CORP (PLL) in Q3 2015, closing a stake of 345,235 shares — an estimated $43M sold.

UBS AM first reported a position in PLL in Q2 2013 and held it in 9 quarters. The position peaked at $43M in Q2 2015. 3 funds tracked by Wall St. Rank hold PLL as of Q3 2015.

UBS AM reported no remaining PALL CORP position as of Q3 2015 after selling out during the quarter.
UBS AM sold 345,235 PALL CORP shares in Q3 2015, an estimated $43M.
UBS AM first reported a position in PALL CORP in Q2 2013 and held it in 9 quarters.
UBS AM's PALL CORP position peaked at $43M in Q2 2015.
3 funds tracked by Wall St. Rank held PALL CORP as of Q3 2015.

Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.