UBS AM’s Invesco DB Oil Fund DBO Stock Holding History

UBS AM’s Portfolio DBO Stock Details DBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-24,474	Closed	-$664K	–	2618
2014 Q3	$664K	Buy	24,474 +12,412	+103%	+$356K	﹤0.01%	1727
2014 Q2	$371K	Buy	+12,062	New	+$355K	﹤0.01%	2061

Other funds holding DBO

GLI

Guardian Life Insurance New York $199K AUM

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS AM's DBO Position: Q4 2014 in Review

UBS AM sold out of Invesco DB Oil Fund (DBO) in Q4 2014, closing a stake of 24,474 shares — an estimated $664K sold.

UBS AM first reported a position in DBO in Q2 2014 and held it in 2 quarters. The position peaked at $664K in Q3 2014. 46 funds tracked by Wall St. Rank hold DBO as of Q4 2014.

UBS AM reported no remaining Invesco DB Oil Fund position as of Q4 2014 after selling out during the quarter.
UBS AM sold 24,474 Invesco DB Oil Fund shares in Q4 2014, an estimated $664K.
UBS AM first reported a position in Invesco DB Oil Fund in Q2 2014 and held it in 2 quarters.
UBS AM's Invesco DB Oil Fund position peaked at $664K in Q3 2014.
46 funds tracked by Wall St. Rank held Invesco DB Oil Fund as of Q4 2014.

Based on UBS AM's 13F filing for Q4 2014, filed 2 Feb 2015.