UBS AM’s Bats Global Markets, Inc. BATS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-50,584	Closed	-$1.51M	–	2807
2016 Q3	$1.51M	Buy	+50,584	New	+$1.51M	﹤0.01%	1489