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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-5.01%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$353M
AUM Growth
-$116M
Cap. Flow
-$82.3M
Cap. Flow %
-23.32%
Top 10 Hldgs %
16.97%
Holding
369
New
80
Increased
45
Reduced
57
Closed
94

Top Buys

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$6.74M
2
HAL icon
Halliburton
HAL
+$6.38M
3
VLO icon
Valero Energy
VLO
+$6.31M
4
CVX icon
Chevron
CVX
+$5.87M
5
OXY icon
Occidental Petroleum
OXY
+$5.81M

Top Sells

Rank Stock Value
1
BXE
Bellatrix Exploration Ltd.
BXE
+$8.71M
2
SLB icon
SLB Ltd
SLB
+$7.63M
3
SN
Sanchez Energy Corporation
SN
+$7.52M
4
BHI
Baker Hughes
BHI
+$7.45M
5
SWC
Stillwater Mining Co
SWC
+$7.02M

Sector Composition

Rank Sector Weight
1 Energy 33.93%
2 Materials 26.82%
3 Industrials 3.29%
4 Healthcare 3.08%
5 Technology 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRG
201
DELISTED
HRG Group, Inc.
HRG
$64K 0.02%
+4,900
New +$61.5K
ET icon
202
Energy Transfer Partners
ET
$70.9B
$62K 0.02%
2,000
– –
VRN
203
DELISTED
Veren
VRN
$61K 0.02%
1,622
+200
+14% +$7.39K
DTO
204
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
$61K 0.02%
+1,700
New +$55.8K
CNPF
205
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$60K 0.02%
+4,900
New +$60.9K
AXAS
206
DELISTED
Abraxas Petroleum Corp
AXAS
$53K 0.02%
500
– –
DNN icon
207
Denison Mines
DNN
$2.95B
$51K 0.01%
45,000
-500,000
-92% -$639K
JPC icon
208
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$49K 0.01%
+5,375
New +$50.6K
YOKU
209
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$45K 0.01%
2,500
– –
COP icon
210
ConocoPhillips
COP
$148B
$38K 0.01%
500
-1,000
-67% -$81.8K
CCJ icon
211
CALL
Cameco
CCJ
$42.4B
$35K 0.01%
+20
New +$392
ZSL icon
212
ProShares UltraShort Silver
ZSL
$56.2M
$35K 0.01%
+4
New +$26.5K
DUG icon
213
ProShares UltraShort Energy
DUG
$19.1M
$33K 0.01%
+38
New +$29.7K
IVAN
214
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$30K 0.01%
18,719
-1,000
-5% -$1.84K
DGZ icon
215
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
$28K 0.01%
+1,825
New +$26.6K
LNCO
216
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$26K 0.01%
900
-1,600
-64% -$48.3K
LINE
217
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$24K 0.01%
800
-1,400
-64% -$43.6K
SDR
218
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$19K 0.01%
3,000
-6,100
-67% -$44.2K
PER
219
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$14K ﹤0.01%
1,400
-2,700
-66% -$31.7K
BTE icon
220
Baytex Energy
BTE
$3.06B
$13K ﹤0.01%
300
– –
PGH
221
DELISTED
Pengrowth Energy Corporation
PGH
$12K ﹤0.01%
2,400
-4,400
-65% -$27.4K
OVV icon
222
Ovintiv
OVV
$17.6B
$11K ﹤0.01%
100
-200
-67% -$22K
MVO
223
DELISTED
MV Oil Trust
MVO
$10K ﹤0.01%
400
-700
-64% -$18.8K
BBEP
224
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$10K ﹤0.01%
500
-1,000
-67% -$22K
QRE
225
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$10K ﹤0.01%
500
-900
-64% -$18.1K
7 8
9
10 11

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2014 Portfolio in Review

As of Q3 2014, U.S. Global Investors (USGI) held 369 positions worth $353M, down 25% from $469M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $82.3M in Q3 2014, closing 94 positions and reducing 57 holdings. Its most notable exit was Bellatrix Exploration Ltd., an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 26% a quarter earlier, followed by Materials and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in EOG Resources worth $6.14M.

  • U.S. Global Investors (USGI)'s largest Q3 2014 buy was EOG Resources: 62,000 shares worth $6.14M.
  • U.S. Global Investors (USGI) added most to Halliburton in Q3 2014, an estimated $6.38M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2014 reduction was SLB Ltd, cutting an estimated $7.63M.
  • U.S. Global Investors (USGI) fully exited Bellatrix Exploration Ltd. in Q3 2014, selling an estimated $8.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 17% of its $353M portfolio in Q3 2014.
  • U.S. Global Investors (USGI) opened 80 new positions and closed 94 in Q3 2014.
  • U.S. Global Investors (USGI)'s portfolio value fell 25% quarter-over-quarter to $353M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2014, filed 14 Nov 2014.