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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$184M
AUM Growth
-$9.73M
Cap. Flow
-$8.04M
Cap. Flow %
-4.37%
Top 10 Hldgs %
29.92%
Holding
224
New
51
Increased
30
Reduced
39
Closed
66

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$4.38M
2
SPGI icon
S&P Global
SPGI
+$1.97M
3
KMB icon
Kimberly-Clark
KMB
+$1.86M
4
IDXX icon
Idexx Laboratories
IDXX
+$1.84M
5
ATSG
Air Transport Services Group
ATSG
+$1.53M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$2.91M
2
DAL icon
Delta Air Lines
DAL
+$2.66M
3
UAL icon
United Airlines
UAL
+$2.62M
4
BA icon
Boeing
BA
+$2.38M
5
GD icon
General Dynamics
GD
+$2.19M

Sector Composition

Rank Sector Weight
1 Materials 35.54%
2 Industrials 25.43%
3 Energy 5.8%
4 Financials 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAN icon
176
First Trust Global Wind Energy ETF
FAN
$280M
– –
-12,000
Closed -$160K
FCG icon
177
First Trust Natural Gas ETF
FCG
$650M
– –
-5,900
Closed -$85K
GD icon
178
General Dynamics
GD
$106B
– –
-12,060
Closed -$2.19M
GGG icon
179
Graco
GGG
$13.6B
– –
-24,003
Closed -$1.2M
HPE icon
180
Hewlett Packard
HPE
$72.4B
– –
-25,728
Closed -$385K
HSBC icon
181
CALL
HSBC
HSBC
$355B
– –
-2,000
Closed -$116K
HSY icon
182
Hershey
HSY
$36.7B
– –
-11,643
Closed -$1.56M
INDA icon
183
iShares MSCI India ETF
INDA
$6.6B
– –
-7,500
Closed -$265K
IYE icon
184
iShares US Energy ETF
IYE
$1.79B
– –
-2,900
Closed -$100K
KEY icon
185
KeyCorp
KEY
$24.4B
– –
-23,059
Closed -$409K
KLAC icon
186
KLA
KLAC
$259B
– –
-153,640
Closed -$1.82M
LGIH icon
187
LGI Homes
LGIH
$1.34B
– –
-17,752
Closed -$1.27M
MMI icon
188
Marcus & Millichap
MMI
$1.17B
– –
-23,204
Closed -$716K
NGD
189
DELISTED
New Gold Inc
NGD
– –
-620,000
Closed -$597K
NGVT icon
190
Ingevity
NGVT
$2.68B
– –
-11,178
Closed -$1.18M
NTAP icon
191
NetApp
NTAP
$38.8B
– –
-5,788
Closed -$357K
PAHC icon
192
Phibro Animal Health
PAHC
$1.4B
– –
-26,189
Closed -$832K
PBI icon
193
Pitney Bowes
PBI
$2.3B
– –
-116,779
Closed -$500K
PII icon
194
Polaris
PII
$3.97B
– –
-15,893
Closed -$1.45M
ROST icon
195
Ross Stores
ROST
$81.6B
– –
-4,276
Closed -$424K
SLV icon
196
iShares Silver Trust
SLV
$31.6B
– –
-6,500
Closed -$93K
STZ icon
197
Constellation Brands
STZ
$22.6B
– –
-2,194
Closed -$432K
TAN icon
198
Invesco Solar ETF
TAN
$1.39B
– –
-3,900
Closed -$110K
TSN icon
199
Tyson Foods
TSN
$19.8B
– –
-6,791
Closed -$548K
URA icon
200
Global X Uranium ETF
URA
$6.29B
– –
-15,000
Closed -$182K
5 6 7
8
9

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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2019 Portfolio in Review

As of Q3 2019, U.S. Global Investors (USGI) held 224 positions worth $184M, down 5% from $194M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $8.04M in Q3 2019, closing 66 positions and reducing 39 holdings. Its most notable exit was General Dynamics, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Materials at 36% of assets, up from 32% a quarter earlier, followed by Industrials and Energy.

Against the trend, U.S. Global Investors (USGI) opened a new position in Vanguard Short-Term Treasury ETF worth $4.39M.

  • U.S. Global Investors (USGI)'s largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 72,000 shares worth $4.39M.
  • U.S. Global Investors (USGI) added most to Sandstorm Gold in Q3 2019, an estimated $1.47M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2019 reduction was Southwest Airlines, cutting an estimated $2.91M.
  • U.S. Global Investors (USGI) fully exited General Dynamics in Q3 2019, selling an estimated $2.19M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 30% of its $184M portfolio in Q3 2019.
  • U.S. Global Investors (USGI) opened 51 new positions and closed 66 in Q3 2019.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $184M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2019, filed 12 Nov 2019.