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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
176
GE Aerospace
GE
$380B
$238K 0.04%
1,774
– –
PTR
177
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$237K 0.04%
+2,157
New +$247K
CF icon
178
CF Industries
CF
$18.4B
$233K 0.04%
5,000
– –
LOW icon
179
Lowe's Companies
LOW
$123B
$233K 0.04%
4,700
– –
LLY icon
180
Eli Lilly
LLY
$1.1T
$230K 0.04%
+4,500
New +$225K
KDP icon
181
Keurig Dr Pepper
KDP
$39.9B
$229K 0.04%
+4,700
New +$221K
NOC icon
182
Northrop Grumman
NOC
$82.1B
$229K 0.04%
2,000
– –
ETR icon
183
Entergy
ETR
$49.3B
$228K 0.04%
+7,200
New +$229K
PBCT
184
DELISTED
People's United Financial Inc
PBCT
$228K 0.04%
15,100
+1,100
+8% +$16.2K
ADT
185
DELISTED
ADT Corp
ADT
$227K 0.04%
+5,600
New +$230K
SLM icon
186
SLM Corp
SLM
$5.14B
$226K 0.04%
24,063
+1,399
+6% +$12.9K
LRCX icon
187
Lam Research
LRCX
$383B
$223K 0.04%
+41,000
New +$216K
DNR
188
DELISTED
Denbury Resources, Inc.
DNR
$223K 0.04%
+13,600
New +$240K
AMLP icon
189
Alerian MLP ETF
AMLP
$13.3B
$222K 0.04%
2,510
+1,310
+109% +$115K
CCEP icon
190
Coca-Cola Europacific Partners
CCEP
$46.9B
$221K 0.04%
5,000
– –
VZ icon
191
Verizon
VZ
$195B
$221K 0.04%
4,500
– –
WEC icon
192
WEC Energy
WEC
$34.6B
$215K 0.04%
+5,200
New +$216K
AIG icon
193
American International
AIG
$40.7B
$214K 0.04%
4,200
-5,000
-54% -$249K
BALL icon
194
Ball Corp
BALL
$16.6B
$212K 0.04%
8,200
– –
KSS icon
195
Kohl's
KSS
$2.16B
$210K 0.04%
3,700
– –
RAI
196
DELISTED
Reynolds American Inc
RAI
$210K 0.04%
+8,400
New +$212K
WU icon
197
Western Union
WU
$2.19B
$207K 0.04%
12,000
– –
ANF icon
198
Abercrombie & Fitch
ANF
$5.27B
$204K 0.04%
+6,200
New +$214K
PM icon
199
Philip Morris
PM
$290B
$200K 0.04%
2,300
– –
PFE icon
200
Pfizer
PFE
$154B
$199K 0.04%
6,851
– –
6 7
8
9 10

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.