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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
176
Philip Morris
PM
$290B
$199K 0.03%
+2,300
New +$201K
AMBA icon
177
Ambarella
AMBA
$3.6B
$195K 0.03%
+10,000
New +$170K
LM
178
DELISTED
Legg Mason, Inc.
LM
$194K 0.03%
5,800
– –
FOXF icon
179
Fox Factory Holding Corp
FOXF
$882M
$193K 0.03%
+10,000
New +$181K
ICLR icon
180
Icon
ICLR
$12.8B
$192K 0.03%
4,680
-2,220
-32% -$85.5K
KSS icon
181
Kohl's
KSS
$2.16B
$191K 0.03%
3,700
– –
NOC icon
182
Northrop Grumman
NOC
$82.1B
$191K 0.03%
2,000
-1,000
-33% -$92.4K
HRB icon
183
H&R Block
HRB
$5.82B
$189K 0.03%
+7,100
New +$207K
PFE icon
184
Pfizer
PFE
$154B
$187K 0.03%
6,851
– –
IOC
185
DELISTED
Interoil Corporation
IOC
$187K 0.03%
2,626
– –
FE icon
186
FirstEnergy
FE
$27.1B
$186K 0.03%
5,100
– –
BALL icon
187
Ball Corp
BALL
$16.6B
$184K 0.03%
8,200
– –
CVX icon
188
Chevron
CVX
$382B
$182K 0.03%
1,500
– –
AEE icon
189
Ameren
AEE
$29.6B
$178K 0.03%
5,100
– –
COP icon
190
ConocoPhillips
COP
$148B
$174K 0.03%
2,500
– –
VC icon
191
Visteon
VC
$2.8B
$173K 0.03%
2,290
-1,410
-38% -$98K
XOM icon
192
ExxonMobil
XOM
$662B
$172K 0.03%
2,000
– –
CNPF
193
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$167K 0.03%
15,770
+10,770
+215% +$141K
VNR
194
DELISTED
Vanguard Natural Resources, LLC
VNR
$166K 0.03%
5,950
– –
TE
195
DELISTED
TECO ENERGY INC
TE
$165K 0.03%
10,000
– –
PNW icon
196
Pinnacle West Capital
PNW
$12B
$164K 0.03%
3,000
– –
DO
197
DELISTED
Diamond Offshore Drilling
DO
$156K 0.03%
2,500
– –
DGL
198
DELISTED
Invesco DB Gold Fund
DGL
$154K 0.03%
3,460
– –
PDI icon
199
PIMCO Dynamic Income Fund
PDI
$7.45B
$143K 0.02%
5,000
– –
FLR icon
200
Fluor
FLR
$7.3B
$142K 0.02%
2,000
– –
6 7
8
9 10

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CCP
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SM
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RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.