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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMH
126
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$438K 0.08%
+8,000
New +$390K
PII icon
127
Polaris
PII
$3.97B
$437K 0.08%
3,000
-2,000
-40% -$268K
SFUN
128
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$422K 0.08%
512
– –
LOCK
129
DELISTED
LifeLock, Inc.
LOCK
$410K 0.07%
25,000
– –
TMH
130
DELISTED
Team Health Holdings Inc
TMH
$410K 0.07%
+9,000
New +$400K
FTK icon
131
Flotek Industries
FTK
$1.36B
$401K 0.07%
3,333
-834
-20% -$106K
DANG
132
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$401K 0.07%
+41,956
New +$398K
P
133
DELISTED
Pandora Media Inc
P
$399K 0.07%
15,000
– –
STX icon
134
Seagate
STX
$182B
$371K 0.07%
6,600
– –
WNC icon
135
Wabash National
WNC
$510M
$370K 0.07%
+30,000
New +$358K
T icon
136
AT&T
T
$165B
$358K 0.06%
13,505
+3,972
+42% +$105K
XOM icon
137
ExxonMobil
XOM
$662B
$354K 0.06%
3,500
+1,500
+75% +$139K
WYNN icon
138
Wynn Resorts
WYNN
$10.6B
$350K 0.06%
1,800
– –
AMBA icon
139
Ambarella
AMBA
$3.6B
$339K 0.06%
10,000
– –
JOYY
140
JOYY Inc
JOYY
$3.77B
$332K 0.06%
6,600
– –
AR icon
141
Antero Resources
AR
$11.4B
$317K 0.06%
+5,000
New +$280K
FDX icon
142
FedEx
FDX
$76.9B
$302K 0.05%
2,100
+1,000
+91% +$132K
UNH icon
143
UnitedHealth
UNH
$371B
$301K 0.05%
+4,000
New +$287K
FLR icon
144
Fluor
FLR
$7.3B
$297K 0.05%
3,700
+1,700
+85% +$130K
AMZN icon
145
Amazon
AMZN
$3T
$295K 0.05%
14,800
– –
CAH icon
146
Cardinal Health
CAH
$55.5B
$294K 0.05%
4,400
-1,410
-24% -$86.2K
ABBV icon
147
AbbVie
ABBV
$438B
$290K 0.05%
5,500
– –
AZO icon
148
AutoZone
AZO
$50.1B
$287K 0.05%
600
-80
-12% -$35.9K
CVS icon
149
CVS Health
CVS
$122B
$286K 0.05%
4,000
-1,440
-26% -$92.5K
DHR icon
150
Danaher
DHR
$147B
$286K 0.05%
+5,505
New +$271K
4 5
6
7 8

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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.