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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCK
126
DELISTED
LifeLock, Inc.
LOCK
$371K 0.06%
+25,000
New +$313K
CHUY
127
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$359K 0.06%
10,000
-6,000
-38% -$224K
GOOG icon
128
Alphabet (Google) Class C
GOOG
$4.35T
$350K 0.06%
16,060
– –
CVS icon
129
CVS Health
CVS
$122B
$309K 0.05%
+5,440
New +$324K
JOYY
130
JOYY Inc
JOYY
$3.77B
$309K 0.05%
+6,600
New +$266K
CAH icon
131
Cardinal Health
CAH
$55.5B
$303K 0.05%
5,810
+810
+16% +$41.1K
JPM icon
132
JPMorgan Chase
JPM
$956B
$300K 0.05%
5,800
+1,700
+41% +$91.2K
MRK icon
133
Merck
MRK
$323B
$293K 0.05%
6,456
+1,216
+23% +$55.5K
MCK icon
134
McKesson
MCK
$103B
$289K 0.05%
2,250
+150
+7% +$18.4K
STX icon
135
Seagate
STX
$182B
$289K 0.05%
6,600
– –
CMCSA icon
136
Comcast
CMCSA
$89.4B
$288K 0.05%
12,740
+1,740
+16% +$37.9K
AZO icon
137
AutoZone
AZO
$50.1B
$287K 0.05%
+680
New +$291K
WYNN icon
138
Wynn Resorts
WYNN
$10.6B
$284K 0.05%
1,800
– –
AWAY
139
DELISTED
HOMEAWAY INC COM
AWAY
$280K 0.05%
10,000
-5,000
-33% -$155K
DFS
140
DELISTED
Discover Financial Services
DFS
$270K 0.05%
5,350
+650
+14% +$32.5K
SFUN
141
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$265K 0.05%
+512
New +$197K
STZ icon
142
Constellation Brands
STZ
$22.8B
$247K 0.04%
4,300
– –
ABBV icon
143
AbbVie
ABBV
$438B
$246K 0.04%
+5,500
New +$244K
T icon
144
AT&T
T
$165B
$244K 0.04%
9,533
-3,972
-29% -$104K
BEN icon
145
Franklin Resources
BEN
$17B
$243K 0.04%
+4,800
New +$232K
CI icon
146
Cigna
CI
$73.6B
$233K 0.04%
3,030
-470
-13% -$36.7K
F icon
147
Ford
F
$55.8B
$232K 0.04%
13,760
-1,240
-8% -$20.9K
AMZN icon
148
Amazon
AMZN
$3T
$231K 0.04%
14,800
+5,800
+64% +$86.4K
TPR icon
149
Tapestry
TPR
$33.3B
$230K 0.04%
+4,210
New +$232K
LO
150
DELISTED
LORILLARD INC COM STK
LO
$228K 0.04%
5,100
– –
4 5
6
7 8

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.