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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-5.01%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$353M
AUM Growth
-$116M
Cap. Flow
-$82.3M
Cap. Flow %
-23.32%
Top 10 Hldgs %
16.97%
Holding
369
New
80
Increased
45
Reduced
57
Closed
94

Top Buys

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$6.74M
2
HAL icon
Halliburton
HAL
+$6.38M
3
VLO icon
Valero Energy
VLO
+$6.31M
4
CVX icon
Chevron
CVX
+$5.87M
5
OXY icon
Occidental Petroleum
OXY
+$5.81M

Top Sells

Rank Stock Value
1
BXE
Bellatrix Exploration Ltd.
BXE
+$8.71M
2
SLB icon
SLB Ltd
SLB
+$7.63M
3
SN
Sanchez Energy Corporation
SN
+$7.52M
4
BHI
Baker Hughes
BHI
+$7.45M
5
SWC
Stillwater Mining Co
SWC
+$7.02M

Sector Composition

Rank Sector Weight
1 Energy 33.93%
2 Materials 26.82%
3 Industrials 3.29%
4 Healthcare 3.08%
5 Technology 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
101
McKesson
MCK
$103B
$779K 0.22%
4,000
– –
GRFS
102
Grifois
GRFS
$5.48B
$773K 0.22%
44,000
– –
LAZ icon
103
Lazard
LAZ
$4.16B
$761K 0.22%
15,000
– –
TMH
104
DELISTED
Team Health Holdings Inc
TMH
$754K 0.21%
13,000
– –
CXO
105
DELISTED
CONCHO RESOURCES INC.
CXO
$752K 0.21%
6,000
-20,000
-77% -$2.74M
PALL icon
106
abrdn Physical Palladium Shares ETF
PALL
$683M
$691K 0.2%
45,965
-354,035
-89% -$5.93M
ALXN
107
DELISTED
Alexion Pharmaceuticals
ALXN
$663K 0.19%
4,000
– –
VTRS icon
108
Viatris
VTRS
$18.7B
$660K 0.19%
14,500
– –
AMBA icon
109
Ambarella
AMBA
$3.6B
$655K 0.19%
+15,000
New +$497K
VRNT
110
DELISTED
Verint Systems
VRNT
$556K 0.16%
19,630
– –
SVBL
111
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$517K 0.15%
2,350,000
– –
DRD
112
DRDGold
DRD
$2.05B
$510K 0.14%
150,000
– –
NUGT icon
113
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.22B
$492K 0.14%
+538
New +$885K
KOG
114
DELISTED
KODIAK OIL & GAS CORP
KOG
$475K 0.13%
35,000
-375,000
-91% -$5.63M
LGIH icon
115
LGI Homes
LGIH
$1.32B
$459K 0.13%
25,000
– –
LAD icon
116
Lithia Motors
LAD
$8.35B
$454K 0.13%
6,000
-4,000
-40% -$354K
JNUG icon
117
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$449K 0.13%
38
+35
+1,167% +$805K
BIDU icon
118
Baidu
BIDU
$37.1B
$415K 0.12%
1,900
+1,270
+202% +$269K
RBY
119
DELISTED
RUBICON MENERALS CORP (F)
RBY
$407K 0.12%
300,000
-100,000
-25% -$142K
WNC icon
120
Wabash National
WNC
$510M
$400K 0.11%
30,000
– –
SJT
121
San Juan Basin Royalty Trust
SJT
$121M
$399K 0.11%
21,000
– –
UI icon
122
Ubiquiti
UI
$34.5B
$375K 0.11%
10,000
– –
DXPE icon
123
DXP Enterprises
DXPE
$2.99B
$368K 0.1%
5,000
– –
T icon
124
AT&T
T
$165B
$360K 0.1%
13,505
– –
TIF
125
DELISTED
Tiffany & Co.
TIF
$331K 0.09%
3,441
– –
3 4
5
6 7

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SM
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RC
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OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2014 Portfolio in Review

As of Q3 2014, U.S. Global Investors (USGI) held 369 positions worth $353M, down 25% from $469M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $82.3M in Q3 2014, closing 94 positions and reducing 57 holdings. Its most notable exit was Bellatrix Exploration Ltd., an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 26% a quarter earlier, followed by Materials and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in EOG Resources worth $6.14M.

  • U.S. Global Investors (USGI)'s largest Q3 2014 buy was EOG Resources: 62,000 shares worth $6.14M.
  • U.S. Global Investors (USGI) added most to Halliburton in Q3 2014, an estimated $6.38M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2014 reduction was SLB Ltd, cutting an estimated $7.63M.
  • U.S. Global Investors (USGI) fully exited Bellatrix Exploration Ltd. in Q3 2014, selling an estimated $8.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 17% of its $353M portfolio in Q3 2014.
  • U.S. Global Investors (USGI) opened 80 new positions and closed 94 in Q3 2014.
  • U.S. Global Investors (USGI)'s portfolio value fell 25% quarter-over-quarter to $353M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2014, filed 14 Nov 2014.