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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$184M
AUM Growth
-$9.73M
Cap. Flow
-$8.04M
Cap. Flow %
-4.37%
Top 10 Hldgs %
29.92%
Holding
224
New
51
Increased
30
Reduced
39
Closed
66

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$4.38M
2
SPGI icon
S&P Global
SPGI
+$1.97M
3
KMB icon
Kimberly-Clark
KMB
+$1.86M
4
IDXX icon
Idexx Laboratories
IDXX
+$1.84M
5
ATSG
Air Transport Services Group
ATSG
+$1.53M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$2.91M
2
DAL icon
Delta Air Lines
DAL
+$2.66M
3
UAL icon
United Airlines
UAL
+$2.62M
4
BA icon
Boeing
BA
+$2.38M
5
GD icon
General Dynamics
GD
+$2.19M

Sector Composition

Rank Sector Weight
1 Materials 35.54%
2 Industrials 25.43%
3 Energy 5.8%
4 Financials 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
76
Occidental Petroleum
OXY
$59B
$674K 0.37%
15,156
+10,156
+203% +$480K
PSX icon
77
Phillips 66
PSX
$88.7B
$666K 0.36%
6,500
– –
VLO icon
78
Valero Energy
VLO
$92.8B
$639K 0.35%
7,500
– –
NUE icon
79
Nucor
NUE
$62.3B
$636K 0.35%
12,500
– –
SU icon
80
Suncor Energy
SU
$74B
$632K 0.34%
20,000
– –
INGR icon
81
Ingredion
INGR
$6.57B
$572K 0.31%
+7,000
New +$556K
GSS
82
DELISTED
Golden Star Resources Ltd.
GSS
$572K 0.31%
200,000
-350,000
-64% -$1.22M
COP icon
83
ConocoPhillips
COP
$151B
$570K 0.31%
10,000
– –
TECK icon
84
Teck Resources
TECK
$32.6B
$568K 0.31%
35,000
-8,000
-19% -$151K
RYAAY icon
85
Ryanair
RYAAY
$30.9B
$551K 0.3%
20,753
-5,680
-21% -$141K
XLU icon
86
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$543K 0.3%
16,800
– –
CNQ icon
87
Canadian Natural Resources
CNQ
$97.9B
$533K 0.29%
40,840
– –
MERC icon
88
Mercer International
MERC
$34.4M
$528K 0.29%
+42,101
New +$532K
APA icon
89
APA Corp
APA
$14.4B
$512K 0.28%
20,000
– –
OMAB icon
90
Grupo Aeroportuario Centro Norte
OMAB
$5.24B
$512K 0.28%
10,758
-2,184
-17% -$104K
EC icon
91
Ecopetrol
EC
$34.6B
$511K 0.28%
30,000
– –
ASR icon
92
Grupo Aeroportuario del Sureste
ASR
$8.13B
$504K 0.27%
+3,303
New +$502K
NTR icon
93
Nutrien
NTR
$32B
$499K 0.27%
+10,000
New +$510K
SHI
94
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$496K 0.27%
17,000
– –
BHP icon
95
BHP
BHP
$229B
$494K 0.27%
11,210
-16,815
-60% -$785K
VDC icon
96
Vanguard Consumer Staples ETF
VDC
$7.91B
$485K 0.26%
+3,100
New +$476K
UUUU icon
97
Energy Fuels
UUUU
$3.64B
$483K 0.26%
250,000
– –
EQNR icon
98
Equinor
EQNR
$97.2B
$474K 0.26%
25,000
– –
GOL
99
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$453K 0.25%
29,287
-13,366
-31% -$245K
SNP
100
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$440K 0.24%
7,500
– –
2 3
4
5 6

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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2019 Portfolio in Review

As of Q3 2019, U.S. Global Investors (USGI) held 224 positions worth $184M, down 5% from $194M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $8.04M in Q3 2019, closing 66 positions and reducing 39 holdings. Its most notable exit was General Dynamics, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Materials at 36% of assets, up from 32% a quarter earlier, followed by Industrials and Energy.

Against the trend, U.S. Global Investors (USGI) opened a new position in Vanguard Short-Term Treasury ETF worth $4.39M.

  • U.S. Global Investors (USGI)'s largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 72,000 shares worth $4.39M.
  • U.S. Global Investors (USGI) added most to Sandstorm Gold in Q3 2019, an estimated $1.47M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2019 reduction was Southwest Airlines, cutting an estimated $2.91M.
  • U.S. Global Investors (USGI) fully exited General Dynamics in Q3 2019, selling an estimated $2.19M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 30% of its $184M portfolio in Q3 2019.
  • U.S. Global Investors (USGI) opened 51 new positions and closed 66 in Q3 2019.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $184M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2019, filed 12 Nov 2019.