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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
76
Hartford Financial Services
HIG
$38.7B
$1M 0.17%
+32,140
New +$1M
GSV
77
DELISTED
Gold Standard Ventures Corp.
GSV
$999K 0.17%
1,624,500
+744,500
+85% +$463K
LNKD
78
DELISTED
LinkedIn Corporation
LNKD
$984K 0.17%
4,000
+2,000
+100% +$451K
OPEN
79
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$980K 0.17%
14,000
+2,000
+17% +$140K
BIIB icon
80
Biogen
BIIB
$30.6B
$963K 0.16%
+4,000
New +$895K
VTRS icon
81
Viatris
VTRS
$18.7B
$943K 0.16%
24,700
+6,700
+37% +$236K
TSCO icon
82
Tractor Supply
TSCO
$18B
$941K 0.16%
70,000
– –
NTES icon
83
NetEase
NTES
$85.4B
$939K 0.16%
64,690
+19,690
+44% +$269K
CELG
84
DELISTED
Celgene Corp
CELG
$924K 0.16%
12,000
– –
ODFL icon
85
Old Dominion Freight Line
ODFL
$44.1B
$920K 0.16%
60,000
– –
EBAY icon
86
eBay
EBAY
$47.9B
$892K 0.15%
38,016
+5,940
+19% +$133K
SIVR icon
87
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$857K 0.15%
40,000
– –
META icon
88
Meta Platforms (Facebook)
META
$1.52T
$854K 0.15%
+17,000
New +$633K
XPL icon
89
Solitario Resources
XPL
$72.2M
$843K 0.14%
975,000
– –
SVBL
90
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$818K 0.14%
2,272,700
+172,700
+8% +$64.2K
AAU
91
DELISTED
Almaden Minerals Ltd
AAU
$816K 0.14%
600,000
+20,000
+3% +$32.5K
MELI icon
92
Mercado Libre
MELI
$92.5B
$809K 0.14%
6,000
+2,000
+50% +$240K
INVX
93
Innovex International
INVX
$2.04B
$804K 0.14%
7,000
-3,000
-30% -$307K
URI icon
94
United Rentals
URI
$70.8B
$787K 0.13%
13,500
– –
MUX icon
95
McEwen Inc
MUX
$1.18B
$768K 0.13%
32,000
+2,000
+7% +$45.3K
QIHU
96
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$749K 0.13%
9,000
+3,000
+50% +$211K
GTLS
97
DELISTED
Chart Industries
GTLS
$738K 0.13%
6,000
– –
SPLK
98
DELISTED
Splunk Inc
SPLK
$720K 0.12%
12,000
-3,000
-20% -$160K
DRD
99
DRDGold
DRD
$2.05B
$715K 0.12%
125,000
– –
CLB icon
100
Core Laboratories
CLB
$561M
$677K 0.12%
4,000
– –
2 3
4
5 6

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.