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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+9.87%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$607M
AUM Growth
+$51.1M
Cap. Flow
+$20.2M
Cap. Flow %
3.33%
Top 10 Hldgs %
24.24%
Holding
457
New
136
Increased
52
Reduced
37
Closed
154

Top Buys

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$9.95M
2
EOG icon
EOG Resources
EOG
+$7.12M
3
SWN
Southwestern Energy Company
SWN
+$6.75M
4
TSL
Trina Solar Limited
TSL
+$4.6M
5
WPM icon
Wheaton Precious Metals
WPM
+$4.55M

Top Sells

Rank Stock Value
1
BHP icon
BHP
BHP
+$12.6M
2
FCX icon
Freeport-McMoran
FCX
+$10.4M
3
IP icon
International Paper
IP
+$9.81M
4
GOLD
Randgold Resources Ltd
GOLD
+$8.89M
5
PXD
Pioneer Natural Resource Co.
PXD
+$8.28M

Sector Composition

Rank Sector Weight
1 Materials 18.32%
2 Energy 15.81%
3 Industrials 6.02%
4 Technology 3.93%
5 Financials 1.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
351
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-4,500
Closed -$133K
WPZ
352
DELISTED
Williams Partners L.P.
WPZ
– –
-63,660
Closed -$3.4M
CNPF
353
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
– –
-10,770
Closed -$100K
AZC
354
DELISTED
AUGUSTA RESOURCE CORP
AZC
– –
-400,700
Closed -$573K
FRX
355
DELISTED
FOREST LABORATORIES INC
FRX
– –
-4,700
Closed -$282K
TRQ.RT
356
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
– –
-200,000
Closed -$192K
AHD
357
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-140,000
Closed -$6.56M
FWLT
358
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-125,000
Closed -$4.13M
VNR
359
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-6,000
Closed -$100K
DDC
360
DELISTED
Dominion Diamond Corporation
DDC
– –
-315,000
Closed -$4.52M
11 12 13 14
15

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U.S. Global Investors (USGI)'s Q1 2014 Portfolio in Review

As of Q1 2014, U.S. Global Investors (USGI) held 457 positions worth $607M, up 9.2% from $556M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

U.S. Global Investors (USGI) deployed $20.2M of net new capital in Q1 2014, opening 136 new positions and adding to 52 existing holdings. Its largest new stake was SLB Ltd: 110,000 shares worth $10.7M.

By sector, the portfolio is most concentrated in Materials at 18% of assets, down from 24% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was Randgold Resources Ltd, an estimated $8.89M trimmed.

  • U.S. Global Investors (USGI)'s largest Q1 2014 buy was SLB Ltd: 110,000 shares worth $10.7M.
  • U.S. Global Investors (USGI) added most to Franco-Nevada in Q1 2014, an estimated $4.39M increase.
  • U.S. Global Investors (USGI)'s biggest Q1 2014 reduction was Randgold Resources Ltd, cutting an estimated $8.89M.
  • U.S. Global Investors (USGI) fully exited BHP in Q1 2014, selling an estimated $12.6M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 24% of its $607M portfolio in Q1 2014.
  • U.S. Global Investors (USGI) opened 136 new positions and closed 154 in Q1 2014.
  • U.S. Global Investors (USGI)'s portfolio value rose 9.2% quarter-over-quarter to $607M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q1 2014, filed 15 May 2014.