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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-5.01%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$353M
AUM Growth
-$116M
Cap. Flow
-$82.3M
Cap. Flow %
-23.32%
Top 10 Hldgs %
16.97%
Holding
369
New
80
Increased
45
Reduced
57
Closed
94

Top Buys

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$6.74M
2
HAL icon
Halliburton
HAL
+$6.38M
3
VLO icon
Valero Energy
VLO
+$6.31M
4
CVX icon
Chevron
CVX
+$5.87M
5
OXY icon
Occidental Petroleum
OXY
+$5.81M

Top Sells

Rank Stock Value
1
BXE
Bellatrix Exploration Ltd.
BXE
+$8.71M
2
SLB icon
SLB Ltd
SLB
+$7.63M
3
SN
Sanchez Energy Corporation
SN
+$7.52M
4
BHI
Baker Hughes
BHI
+$7.45M
5
SWC
Stillwater Mining Co
SWC
+$7.02M

Sector Composition

Rank Sector Weight
1 Energy 33.93%
2 Materials 26.82%
3 Industrials 3.29%
4 Healthcare 3.08%
5 Technology 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KS
301
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-155,000
Closed -$5.13M
RIC
302
DELISTED
Richmont Mines Inc.
RIC
– –
-300,000
Closed -$411K
PPP
303
DELISTED
Primero Mining Corp
PPP
– –
-60,000
Closed -$481K
BXE
304
DELISTED
Bellatrix Exploration Ltd.
BXE
– –
-200,000
Closed -$8.71M
BHI
305
DELISTED
Baker Hughes
BHI
– –
-100,000
Closed -$7.45M
SWC
306
DELISTED
Stillwater Mining Co
SWC
– –
-400,000
Closed -$7.02M
TPLM
307
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-300,000
Closed -$3.52M
SUNE
308
DELISTED
SUNEDISON, INC COM
SUNE
– –
-165,000
Closed -$3.73M
GDP
309
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-185,000
Closed -$5.11M
PVA
310
DELISTED
PENN VIRGINIA CORP
PVA
– –
-300,000
Closed -$5.08M
HELI
311
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
– –
-19,000
Closed -$4.81M
EQU
312
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-900
Closed -$4K
WLL
313
DELISTED
Whiting Petroleum Corporation
WLL
– –
-150
Closed -$3.61M
CCIH
314
DELISTED
Chinacache International Holdings Ltd
CCIH
– –
-8,800
Closed -$138K
WR
315
DELISTED
Westar Energy Inc
WR
– –
-20,000
Closed -$764K
QIHU
316
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-6,000
Closed -$552K
DO
317
DELISTED
Diamond Offshore Drilling
DO
– –
-5,000
Closed -$248K
SPN
318
DELISTED
Superior Energy Services, Inc.
SPN
– –
-10,000
Closed -$3.61M
9 10 11 12
13

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U.S. Global Investors (USGI)'s Q3 2014 Portfolio in Review

As of Q3 2014, U.S. Global Investors (USGI) held 369 positions worth $353M, down 25% from $469M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $82.3M in Q3 2014, closing 94 positions and reducing 57 holdings. Its most notable exit was Bellatrix Exploration Ltd., an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 26% a quarter earlier, followed by Materials and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in EOG Resources worth $6.14M.

  • U.S. Global Investors (USGI)'s largest Q3 2014 buy was EOG Resources: 62,000 shares worth $6.14M.
  • U.S. Global Investors (USGI) added most to Halliburton in Q3 2014, an estimated $6.38M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2014 reduction was SLB Ltd, cutting an estimated $7.63M.
  • U.S. Global Investors (USGI) fully exited Bellatrix Exploration Ltd. in Q3 2014, selling an estimated $8.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 17% of its $353M portfolio in Q3 2014.
  • U.S. Global Investors (USGI) opened 80 new positions and closed 94 in Q3 2014.
  • U.S. Global Investors (USGI)'s portfolio value fell 25% quarter-over-quarter to $353M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2014, filed 14 Nov 2014.