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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
276
iShares Mortgage Real Estate ETF
REM
$544M
– –
-2,250
Closed -$114K
RS icon
277
Reliance Steel & Aluminium
RS
$21.8B
– –
-110,000
Closed -$7.21M
SAND
278
DELISTED
Sandstorm Gold
SAND
– –
-355,000
Closed -$2.08M
SCCO icon
279
Southern Copper
SCCO
$163B
– –
-305,664
Closed -$7.73M
SONY icon
280
Sony
SONY
$139B
– –
-50,000
Closed -$212K
SQM icon
281
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-102,700
Closed -$4.04M
THC icon
282
Tenet Healthcare
THC
$20.8B
– –
-5,000
Closed -$230K
TM icon
283
Toyota
TM
$225B
– –
-2,000
Closed -$241K
VMC icon
284
Vulcan Materials
VMC
$37.1B
– –
-165,000
Closed -$7.99M
WT icon
285
WisdomTree
WT
$3.37B
– –
-49,000
Closed -$567K
MRO
286
DELISTED
Marathon Oil Corporation
MRO
– –
-80,000
Closed -$2.77M
SWN
287
DELISTED
Southwestern Energy Company
SWN
– –
-120,000
Closed -$4.38M
AUY
288
CALL
DELISTED
Yamana Gold, Inc.
AUY
– –
-100
Closed -$31K
MCEP
289
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
-750
Closed -$339K
AGN
290
DELISTED
Allergan plc
AGN
– –
-5,500
Closed -$694K
COL
291
DELISTED
Rockwell Collins
COL
– –
-3,000
Closed -$190K
POT
292
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-100,000
Closed -$3.81M
RIC
293
DELISTED
Richmont Mines Inc.
RIC
– –
-310,000
Closed -$471K
LSG
294
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-500,000
Closed -$152K
PCL
295
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-130,000
Closed -$6.07M
AUQ
296
DELISTED
AURICO GOLD INC COM
AUQ
– –
-288,600
Closed -$1.26M
TEG
297
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-3,100
Closed -$181K
SWY
298
DELISTED
SAFEWAY INC
SWY
– –
-7,819
Closed -$166K
BYI
299
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-6,500
Closed -$367K
GA
300
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-25,000
Closed -$200K
9 10 11
12
13

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SM
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RC
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OPFM
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MSIIA
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TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.