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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
251
Franklin Resources
BEN
$17.1B
– –
-4,800
Closed -$243K
BPT
252
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-12,500
Closed -$1.08M
CI icon
253
Cigna
CI
$73.6B
– –
-3,030
Closed -$233K
COP icon
254
ConocoPhillips
COP
$148B
– –
-2,500
Closed -$174K
COR icon
255
Cencora
COR
$63.3B
– –
-3,700
Closed -$226K
CTSH icon
256
Cognizant
CTSH
$26B
– –
-3,400
Closed -$140K
DFS
257
DELISTED
Discover Financial Services
DFS
– –
-5,350
Closed -$270K
DOV icon
258
Dover
DOV
$28.6B
– –
-3,580
Closed -$216K
EBAY icon
259
eBay
EBAY
$47.6B
– –
-38,016
Closed -$892K
EW icon
260
Edwards Lifesciences
EW
$53.7B
– –
-54,300
Closed -$630K
EWH icon
261
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-6,000
Closed -$120K
EWY icon
262
iShares MSCI South Korea ETF
EWY
$26B
– –
-1,950
Closed -$120K
F icon
263
Ford
F
$55.7B
– –
-13,760
Closed -$232K
FFC
264
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
– –
-5,000
Closed -$90K
FOF icon
265
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
– –
-8,000
Closed -$98K
FOXF icon
266
Fox Factory Holding Corp
FOXF
$897M
– –
-10,000
Closed -$193K
GDX icon
267
VanEck Gold Miners ETF
GDX
$27.5B
$0 ﹤0.01%
40
– –
GDXJ icon
268
VanEck Junior Gold Miners ETF
GDXJ
$8.5B
$0 ﹤0.01%
16
– –
HBM icon
269
Hudbay
HBM
$12.2B
– –
-695,000
Closed -$5.72M
HRB icon
270
H&R Block
HRB
$5.79B
– –
-7,100
Closed -$189K
ICLR icon
271
Icon
ICLR
$12.6B
– –
-4,680
Closed -$192K
BRSL
272
Brightstar Lottery PLC
BRSL
$2.02B
– –
-11,500
Closed -$218K
KGC icon
273
Kinross Gold
KGC
$32.6B
$0 ﹤0.01%
1
-75,000
-100% -$358K
KMI icon
274
Kinder Morgan
KMI
$70.5B
– –
-243,600
Closed -$8.66M
KR icon
275
Kroger
KR
$34.9B
– –
-11,000
Closed -$222K
9 10
11
12 13

Similar funds

CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
SM
Scoggin Management New York $1.04B AUM 232.32% 1-Year Est. Return
RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
Common Fund For Nonprofit Organizations Wilton, Connecticut $1.03B AUM 22.44% 1-Year Est. Return
CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.