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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COPX icon
251
Global X Copper Miners ETF NEW
COPX
$8.23B
– –
-3,590
Closed -$93K
DLTR icon
252
Dollar Tree
DLTR
$24.6B
– –
-7,500
Closed -$381K
DVA icon
253
DaVita
DVA
$11.5B
– –
-21,500
Closed -$1.3M
EXP icon
254
Eagle Materials
EXP
$6.44B
– –
-100,000
Closed -$6.63M
EXPE icon
255
Expedia Group
EXPE
$38.9B
– –
-2,000
Closed -$120K
FLO icon
256
Flowers Foods
FLO
$1.54B
– –
-7,500
Closed -$165K
GDXJ icon
257
VanEck Junior Gold Miners ETF
GDXJ
$8.51B
$0 ﹤0.01%
16
-2
-11% -$86
GME icon
258
GameStop
GME
$8.41B
– –
-20,000
Closed -$210K
B
259
CALL
Barrick Mining
B
$68.2B
– –
-25
Closed -$5K
GS icon
260
Goldman Sachs
GS
$301B
– –
-1,350
Closed -$204K
HYS icon
261
CALL
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-1,100
Closed -$112K
IRM icon
262
Iron Mountain
IRM
$36.6B
– –
-4,328
Closed -$106K
IT icon
263
Gartner
IT
$11.9B
– –
-18,000
Closed -$1.03M
JBL icon
264
Jabil
JBL
$36.4B
– –
-5,900
Closed -$120K
KBE icon
265
State Street SPDR S&P Bank ETF
KBE
$1.72B
– –
-23,000
Closed -$661K
KRE icon
266
State Street SPDR S&P Regional Banking ETF
KRE
$4.59B
– –
-30,000
Closed -$1.02M
LMT icon
267
Lockheed Martin
LMT
$137B
– –
-1,200
Closed -$130K
MFC icon
268
Manulife Financial
MFC
$73.1B
– –
-14,500
Closed -$232K
MLM icon
269
Martin Marietta Materials
MLM
$33.1B
– –
-80,000
Closed -$7.87M
MO icon
270
Altria Group
MO
$108B
– –
-3,200
Closed -$111K
MOS icon
271
The Mosaic Company
MOS
$7.38B
– –
-160,000
Closed -$8.61M
NGD
272
DELISTED
New Gold Inc
NGD
– –
-68,000
Closed -$437K
PFF icon
273
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-1,400
Closed -$54K
PPL
274
PPL Corp
PPL
$26.4B
– –
-4,295
Closed -$121K
PSX icon
275
Phillips 66
PSX
$88.3B
– –
-50,000
Closed -$2.95M
9 10
11
12 13

Similar funds

CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
SM
Scoggin Management New York $1.04B AUM 232.32% 1-Year Est. Return
RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
Common Fund For Nonprofit Organizations Wilton, Connecticut $1.03B AUM 22.44% 1-Year Est. Return
CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.