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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+7.11%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$238M
AUM Growth
+$26.8M
Cap. Flow
-$22.5M
Cap. Flow %
-9.45%
Top 10 Hldgs %
46.72%
Holding
243
New
83
Increased
22
Reduced
29
Closed
95

Top Buys

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$2.44M
2
MO icon
Altria Group
MO
+$2.19M
3
PBI icon
Pitney Bowes
PBI
+$2.04M
4
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$1.99M
5
POOL icon
Pool Corp
POOL
+$1.88M

Top Sells

Rank Stock Value
1
FSM icon
Fortuna Silver Mines
FSM
+$2.71M
2
PVG
PRETIUM RESOURCES INC.
PVG
+$2.43M
3
UPS icon
United Parcel Service
UPS
+$1.92M
4
FBR
Fibria Celulose Sa
FBR
+$1.72M
5
PZZA icon
Papa John's
PZZA
+$1.63M

Sector Composition

Rank Sector Weight
1 Industrials 28.49%
2 Materials 16.64%
3 Consumer Discretionary 3.9%
4 Energy 3.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RUTH
226
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-62,712
Closed -$885K
TRQ
227
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-12,700
Closed -$377K
ETFC
228
DELISTED
E*Trade Financial Corporation
ETFC
– –
-42,000
Closed -$1.22M
LOGM
229
DELISTED
LogMein, Inc.
LOGM
– –
-12,129
Closed -$1.1M
UNT
230
DELISTED
UNIT Corporation
UNT
– –
-67,800
Closed -$1.26M
RTN
231
DELISTED
Raytheon Company
RTN
– –
-3,900
Closed -$531K
GASX
232
DELISTED
Direxion Daily Natural Gas Bear 3X Shares
GASX
– –
-6,000
Closed -$20K
FBR
233
DELISTED
Fibria Celulose Sa
FBR
– –
-243,600
Closed -$1.72M
ANDV
234
DELISTED
Andeavor
ANDV
– –
-16,100
Closed -$1.28M
RMP
235
DELISTED
Rice Midstream Partners LP
RMP
– –
-61,600
Closed -$1.49M
GHS
236
DELISTED
REX Gold Hedged S&P 500 ETF
GHS
– –
-6,000
Closed -$170K
AGU
237
DELISTED
Agrium
AGU
– –
-10,800
Closed -$979K
CHMT
238
DELISTED
Chemtura Corporation
CHMT
– –
-40,100
Closed -$1.32M
PLKI
239
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-14,086
Closed -$749K
VA
240
DELISTED
Virgin America Inc.
VA
– –
-29,803
Closed -$1.62M
XL
241
DELISTED
XL Group Ltd.
XL
– –
-13,201
Closed -$444K
DWTI
242
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
– –
-200
Closed -$15K
JJN
243
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
– –
-500
Closed -$6K
6 7 8 9
10

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U.S. Global Investors (USGI)'s Q4 2016 Portfolio in Review

As of Q4 2016, U.S. Global Investors (USGI) held 243 positions worth $238M, up 13% from $212M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $22.5M in Q4 2016, closing 95 positions and reducing 29 holdings. Its most notable exit was Fortuna Silver Mines, an estimated $2.71M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 25% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Kimberly-Clark worth $2.4M.

  • U.S. Global Investors (USGI)'s largest Q4 2016 buy was Kimberly-Clark: 21,000 shares worth $2.4M.
  • U.S. Global Investors (USGI) added most to Delta Air Lines in Q4 2016, an estimated $1.67M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2016 reduction was PRETIUM RESOURCES INC., cutting an estimated $2.43M.
  • U.S. Global Investors (USGI) fully exited Fortuna Silver Mines in Q4 2016, selling an estimated $2.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 47% of its $238M portfolio in Q4 2016.
  • U.S. Global Investors (USGI) opened 83 new positions and closed 95 in Q4 2016.
  • U.S. Global Investors (USGI)'s portfolio value rose 13% quarter-over-quarter to $238M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2016, filed 14 Feb 2017.