U.S. Global Investors (USGI)’s CNOOC Limited CEO Stock Holding History

U.S. Global Investors (USGI)’s Portfolio CEO Stock Details CEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-4,000	Closed	-$451K	–	201
2020 Q2	$451K	Hold	4,000	–	–	0.04%	84
2020 Q1	$414K	Hold	4,000	–	–	0.11%	82
2019 Q4	$667K	Sell	4,000 -3,900	-49%	-$597K	0.3%	80
2019 Q3	$1.2M	Hold	7,900	–	–	0.65%	49
2019 Q2	$1.34M	Hold	7,900	–	–	0.69%	41
2019 Q1	$1.47M	Hold	7,900	–	–	0.7%	36
2018 Q4	$1.21M	Buy	7,900 +1,600	+25%	+$272K	0.7%	40
2018 Q3	$1.25M	Sell	6,300 -900	-13%	-$153K	0.6%	46
2018 Q2	$1.23M	Buy	+7,200	New	+$1.2M	0.56%	50
2017 Q1	–	Sell	-9,300	Closed	-$1.15M	–	185
2016 Q4	$1.15M	Hold	9,300	–	–	0.48%	53
2016 Q3	$1.18M	Buy	+9,300	New	+$1.14M	0.56%	61
2015 Q1	–	Sell	-850	Closed	-$115K	–	392
2014 Q4	$115K	Sell	850 -26,450	-97%	-$3.96M	0.03%	242
2014 Q3	$4.71M	Buy	27,300 +25,710	+1,617%	+$4.74M	1.33%	19
2014 Q2	$285K	Buy	+1,590	New	+$269K	0.06%	169

Other funds holding CEO

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Harding Loevner Bridgewater, New Jersey $10.6B AUM 19.39% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $7.21B AUM 45.97% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

U.S. Global Investors (USGI)'s CEO Position: Q3 2020 in Review

U.S. Global Investors (USGI) sold out of CNOOC Limited (CEO) in Q3 2020, closing a stake of 4,000 shares — an estimated $451K sold.

U.S. Global Investors (USGI) first reported a position in CEO in Q2 2014 and held it in 14 quarters. The position peaked at $4.71M in Q3 2014. 164 funds tracked by Wall St. Rank hold CEO as of Q3 2020.

U.S. Global Investors (USGI) reported no remaining CNOOC Limited position as of Q3 2020 after selling out during the quarter.
U.S. Global Investors (USGI) sold 4,000 CNOOC Limited shares in Q3 2020, an estimated $451K.
U.S. Global Investors (USGI) first reported a position in CNOOC Limited in Q2 2014 and held it in 14 quarters.
U.S. Global Investors (USGI)'s CNOOC Limited position peaked at $4.71M in Q3 2014.
164 funds tracked by Wall St. Rank held CNOOC Limited as of Q3 2020.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2020, filed 13 Nov 2020.