USGIU
CEO

U.S. Global Investors (USGI)’s CNOOC Limited CEO Stock Holding History

U.S. Global Investors (USGI)’s Portfolio CEO Stock Details CEO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-4,000
Closed -$451K – 202
2020
Q2 		$451K Hold
4,000
– – 0.04% 84
2020
Q1 		$414K Hold
4,000
– – 0.11% 82
2019
Q4 		$667K Sell
4,000
-3,900
-49% -$597K 0.3% 80
2019
Q3 		$1.2M Hold
7,900
– – 0.66% 49
2019
Q2 		$1.34M Hold
7,900
– – 0.7% 41
2019
Q1 		$1.47M Hold
7,900
– – 0.71% 36
2018
Q4 		$1.21M Buy
7,900
+1,600
+25% +$272K 0.7% 40
2018
Q3 		$1.25M Sell
6,300
-900
-13% -$153K 0.6% 46
2018
Q2 		$1.23M Buy
+7,200
New +$1.2M 0.56% 50
2017
Q1 		– Sell
-9,300
Closed -$1.15M – 194
2016
Q4 		$1.15M Hold
9,300
– – 0.72% 53
2016
Q3 		$1.18M Buy
+9,300
New +$1.14M 0.67% 61
2015
Q1 		– Sell
-850
Closed -$115K – 399
2014
Q4 		$115K Sell
850
-26,450
-97% -$3.96M 0.05% 242
2014
Q3 		$4.71M Buy
27,300
+25,710
+1,617% +$4.74M 1.5% 19
2014
Q2 		$285K Buy
+1,590
New +$269K 0.08% 169

Other funds holding CEO

Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
HL
Harding Loevner Bridgewater, New Jersey $9.72B AUM 22.38% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return
OCM
Oaktree Capital Management Los Angeles, California $5.91B AUM 42.97% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return