Truist Financial’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,000	Closed	-$77K	–	899
2015 Q2	$77K	Buy	+10,000	New	+$77K	﹤0.01%	783
2015 Q1	–	Sell	-10,000	Closed	-$122K	–	834
2014 Q4	$122K	Buy	+10,000	New	+$122K	﹤0.01%	779