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TMC

Trellus Management Company Portfolio holdings

AUM $72.8M
1-Year Est. Return 4.5%
This Fund
S&P 500
This Quarter Est. Return
+8.1%
1 Year Est. Return
+4.5%
3 Year Est. Return
+267.94%
5 Year Est. Return
+673.14%
10 Year Est. Return
+719.68%
AUM
$78.9M
AUM Growth
-$125K
Cap. Flow
-$4.33M
Cap. Flow %
-5.49%
Top 10 Hldgs %
35.46%
Holding
143
New
38
Increased
17
Reduced
14
Closed
44

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$3.23M
2
MAIN icon
Main Street Capital
MAIN
+$1.49M
3
AMT icon
American Tower
AMT
+$1.08M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$890K
5
PRO
PROS Holdings
PRO
+$864K

Top Sells

Rank Stock Value
1
BP icon
BP
BP
+$1.75M
2
CLAR icon
Clarus
CLAR
+$1.67M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
JCP
J.C. Penney Company, Inc.
JCP
+$1.2M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.14M

Sector Composition

Rank Sector Weight
1 Energy 17.54%
2 Industrials 12.56%
3 Real Estate 7.53%
4 Financials 6.75%
5 Healthcare 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
126
United Airlines
UAL
$43.1B
– –
-12,515
Closed -$392K
WAB icon
127
Wabtec
WAB
$50B
– –
-4,900
Closed -$262K
WCC
128
WESCO International
WCC
$18.2B
– –
-4,248
Closed -$289K
XLP icon
129
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-5,800
Closed -$230K
XYL icon
130
Xylem
XYL
$28.5B
– –
-15,000
Closed -$404K
JCP
131
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-70,000
Closed -$1.2M
ACHN
132
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-33,400
Closed -$273K
MACK
133
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-1,398
Closed -$48.9K
IOC
134
CALL
DELISTED
Interoil Corporation
IOC
– –
-2,000
Closed -$139K
PIOI
135
DELISTED
Active Power Inc
PIOI
– –
-87,389
Closed -$365K
SQNM
136
DELISTED
SEQUENOM INC NEW
SQNM
– –
-10,000
Closed -$42K
ECTE
137
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
– –
-12,500
Closed -$31K
ATML
138
DELISTED
ATMEL CORP
ATML
– –
-47,400
Closed -$348K
DYAX
139
DELISTED
DYAX CORPORATION
DYAX
– –
-47,500
Closed -$164K
ENTR
140
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-32,000
Closed -$137K
TQNT
141
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-22,000
Closed -$152K
SKS
142
CALL
DELISTED
SAKS INCORPORATED
SKS
– –
-15,000
Closed -$205K
MBND
143
DELISTED
MULTIBAND CORP NEW COM (MN)
MBND
– –
-300,000
Closed -$951K
2 3 4 5
6

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Trellus Management Company's Q3 2013 Portfolio in Review

As of Q3 2013, Trellus Management Company held 143 positions worth $78.9M, down 0.16% from $79M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Trellus Management Company withdrew a net $4.33M in Q3 2013, closing 44 positions and reducing 14 holdings. Its most notable exit was BP, an estimated $1.75M position sold in full.

By sector, the portfolio is most concentrated in Energy at 18% of assets, down from 18% a quarter earlier, followed by Industrials and Real Estate.

Against the trend, Trellus Management Company opened a new position in ProShares UltraShort S&P500 worth $3.17M.

  • Trellus Management Company's largest Q3 2013 buy was ProShares UltraShort S&P500: 867 shares worth $3.17M.
  • Trellus Management Company added most to TearLab Corporation in Q3 2013, an estimated $704K increase.
  • Trellus Management Company's biggest Q3 2013 reduction was Meta Platforms (Facebook), cutting an estimated $1.12M.
  • Trellus Management Company fully exited BP in Q3 2013, selling an estimated $1.75M.
  • Trellus Management Company's ten largest holdings make up 35% of its $78.9M portfolio in Q3 2013.
  • Trellus Management Company opened 38 new positions and closed 44 in Q3 2013.
  • Trellus Management Company's portfolio value fell 0.16% quarter-over-quarter to $78.9M.

Based on Trellus Management Company's 13F filing for Q3 2013, filed 14 Nov 2013.