Trellus Management Company’s Advaxis Inc Warrants ADXSW Stock Holding History

Trellus Management Company’s Portfolio ADXSW Stock Details ADXSW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,000	Closed	-$12K	–	146
2014 Q2	$12K	Hold	10,000	–	–	0.01%	115
2014 Q1	$13K	Hold	10,000	–	–	0.01%	115
2013 Q4	$17K	Buy	+10,000	New	+$13.5K	0.02%	95

Other funds holding ADXSW

KCM

Knoll Capital Management Miami, Florida $180M AUM 66.11% 1-Year Est. Return

SAM

Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Trellus Management Company's ADXSW Position: Q3 2014 in Review

Trellus Management Company sold out of Advaxis Inc Warrants (ADXSW) in Q3 2014, closing a stake of 10,000 shares — an estimated $12K sold.

Trellus Management Company first reported a position in ADXSW in Q4 2013 and held it in 3 quarters. The position peaked at $17K in Q4 2013. 4 funds tracked by Wall St. Rank hold ADXSW as of Q3 2014.

Trellus Management Company reported no remaining Advaxis Inc Warrants position as of Q3 2014 after selling out during the quarter.
Trellus Management Company sold 10,000 Advaxis Inc Warrants shares in Q3 2014, an estimated $12K.
Trellus Management Company first reported a position in Advaxis Inc Warrants in Q4 2013 and held it in 3 quarters.
Trellus Management Company's Advaxis Inc Warrants position peaked at $17K in Q4 2013.
4 funds tracked by Wall St. Rank held Advaxis Inc Warrants as of Q3 2014.

Based on Trellus Management Company's 13F filing for Q3 2014, filed 13 Nov 2014.