Transform Wealth’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

Transform Wealth’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,965	Closed	-$521K	–	216
2018 Q2	$521K	Hold	4,965	–	–	0.09%	154
2018 Q1	$521K	Sell	4,965 -3,000	-38%	-$315K	0.1%	170
2017 Q4	$835K	Sell	7,965 -500	-6%	-$52.7K	0.15%	157
2017 Q3	$897K	Buy	+8,465	New	+$898K	0.31%	110
2017 Q2	–	Sell	-7,750	Closed	-$818K	–	160
2017 Q1	$818K	Sell	7,750 -3,150	-29%	-$332K	0.31%	115
2016 Q4	$1.15M	Buy	+10,900	New	+$1.15M	0.45%	71

Other funds holding SUB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

OCM

One Capital Management Westlake Village, California $3.6B AUM 16.02% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Independence Advisors Wayne, Pennsylvania $466M AUM 11.32% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Transform Wealth's SUB Position: Q3 2018 in Review

Transform Wealth sold out of iShares Short-Term National Muni Bond ETF (SUB) in Q3 2018, closing a stake of 4,965 shares — an estimated $521K sold.

Transform Wealth first reported a position in SUB in Q4 2016 and held it in 6 quarters. The position peaked at $1.15M in Q4 2016. 228 funds tracked by Wall St. Rank hold SUB as of Q3 2018.

Transform Wealth reported no remaining iShares Short-Term National Muni Bond ETF position as of Q3 2018 after selling out during the quarter.
Transform Wealth sold 4,965 iShares Short-Term National Muni Bond ETF shares in Q3 2018, an estimated $521K.
Transform Wealth first reported a position in iShares Short-Term National Muni Bond ETF in Q4 2016 and held it in 6 quarters.
Transform Wealth's iShares Short-Term National Muni Bond ETF position peaked at $1.15M in Q4 2016.
228 funds tracked by Wall St. Rank held iShares Short-Term National Muni Bond ETF as of Q3 2018.

Based on Transform Wealth's 13F filing for Q3 2018, filed 25 Oct 2018.