Transform Wealth’s First Trust Intermediate Duration Preferred & Income Fund FPF Stock Holding History

Transform Wealth’s Portfolio FPF Stock Details FPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,083	Closed	-$239K	–	206
2018 Q2	$239K	Sell	11,083 -3,900	-26%	-$86.5K	0.04%	198
2018 Q1	$348K	Sell	14,983 -980	-6%	-$22.9K	0.07%	189
2017 Q4	$389K	Sell	15,963 -800	-5%	-$19.8K	0.07%	199
2017 Q3	$414K	Buy	16,763 +2,300	+16%	+$56.5K	0.14%	163
2017 Q2	$359K	Sell	14,463 -62	-0.4%	-$1.49K	0.4%	50
2017 Q1	$338K	Buy	14,525 +1,009	+7%	+$23.4K	0.13%	172
2016 Q4	$307K	Buy	+13,516	New	+$299K	0.12%	175

Other funds holding FPF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Comerica Securities Detroit, Michigan $1.2B AUM 16.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $233M AUM 21.98% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Transform Wealth's FPF Position: Q3 2018 in Review

Transform Wealth sold out of First Trust Intermediate Duration Preferred & Income Fund (FPF) in Q3 2018, closing a stake of 11,083 shares — an estimated $239K sold.

Transform Wealth first reported a position in FPF in Q4 2016 and held it in 7 quarters. The position peaked at $414K in Q3 2017. 91 funds tracked by Wall St. Rank hold FPF as of Q3 2018.

Transform Wealth reported no remaining First Trust Intermediate Duration Preferred & Income Fund position as of Q3 2018 after selling out during the quarter.
Transform Wealth sold 11,083 First Trust Intermediate Duration Preferred & Income Fund shares in Q3 2018, an estimated $239K.
Transform Wealth first reported a position in First Trust Intermediate Duration Preferred & Income Fund in Q4 2016 and held it in 7 quarters.
Transform Wealth's First Trust Intermediate Duration Preferred & Income Fund position peaked at $414K in Q3 2017.
91 funds tracked by Wall St. Rank held First Trust Intermediate Duration Preferred & Income Fund as of Q3 2018.

Based on Transform Wealth's 13F filing for Q3 2018, filed 25 Oct 2018.