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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
1
Vanguard Morningstar Large-Cap ETF
VV
$54B
$1.39M 17.68%
10,190
-231,999
-96% -$31.5M
BND icon
2
Vanguard Total Bond Market
BND
$162B
$898K 11.42%
10,632
-220,808
-95% -$18.5M
IWR icon
3
iShares Russell Mid-Cap ETF
IWR
$57.4B
$441K 5.61%
7,872
-177,125
-96% -$9.9M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$240B
$375K 4.77%
9,109
-203,059
-96% -$8.29M
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$111B
$295K 3.75%
3,783
-83,711
-96% -$6.48M
BNDX icon
6
Vanguard Total International Bond ETF
BNDX
$83B
$271K 3.45%
4,597
-138,991
-97% -$8.11M
VCSH icon
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$267K 3.4%
3,293
-124,956
-97% -$10.1M
TIP icon
8
iShares TIPS Bond ETF
TIP
$15.1B
$261K 3.32%
2,241
-54,025
-96% -$6.27M
SPLV icon
9
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
$235K 2.99%
4,054
-332,992
-99% -$18.8M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$228K 2.9%
5,661
-128,019
-96% -$5.28M
VNQ icon
11
Vanguard Real Estate ETF
VNQ
$39.4B
$225K 2.86%
2,413
-65,658
-96% -$5.96M
JNK icon
12
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.68B
$203K 2.58%
1,859
-77,172
-98% -$8.37M
PUI icon
13
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$53.1M
$171K 2.18%
4,863
+4,802
+7,872% +$161K
PFI icon
14
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.9M
$165K 2.1%
4,383
-104,590
-96% -$3.95M
PRN icon
15
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$393M
$160K 2.04%
2,440
-58,480
-96% -$3.95M
PTF icon
16
Invesco Dorsey Wright Technology Momentum ETF
PTF
$585M
$147K 1.87%
6,417
-157,227
-96% -$3.98M
FXU icon
17
First Trust Utilities AlphaDEX Fund
FXU
$806M
$139K 1.77%
4,670
-129,717
-97% -$3.76M
SCHC icon
18
Schwab International Small-Cap Equity ETF
SCHC
$5.8B
$137K 1.74%
4,283
-94,674
-96% -$3.01M
QTEC icon
19
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.68B
$136K 1.73%
1,547
-41,666
-96% -$3.65M
FDN icon
20
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
$135K 1.72%
997
-36,262
-97% -$5.12M
FXO icon
21
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$135K 1.72%
+4,239
New +$134K
FXL icon
22
First Trust Technology AlphaDEX Fund
FXL
$2.73B
$134K 1.7%
2,043
-54,721
-96% -$3.69M
VWOB icon
23
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.26B
$127K 1.62%
1,566
-74,158
-98% -$5.99M
EWX icon
24
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$101K 1.28%
2,318
-51,593
-96% -$2.28M
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$139B
$89K 1.13%
784
-21,491
-96% -$2.42M
1
2 3 4 5

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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.