We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
201
Estee Lauder
EL
$37.9B
– –
-409
Closed -$75K
ELD icon
202
WisdomTree Emerging Markets Local Debt Fund
ELD
$145M
– –
-1
Closed -$1K
ELV icon
203
Elevance Health
ELV
$86.5B
– –
-661
Closed -$187K
EMB icon
204
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-107
Closed -$13K
EMLC icon
205
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.85B
– –
-165
Closed -$6K
EMN icon
206
Eastman Chemical
EMN
$8.23B
– –
-64
Closed -$5K
EMTL
207
DELISTED
State Street DoubleLine Emerging Markets Fixed Income ETF
EMTL
– –
-6,821
Closed -$350K
EOG icon
208
EOG Resources
EOG
$77B
– –
-6
Closed -$1K
EPHE icon
209
iShares MSCI Philippines ETF
EPHE
$158M
– –
-3
Closed -$1K
EPOL icon
210
iShares MSCI Poland ETF
EPOL
$865M
– –
-51
Closed -$2K
EPP icon
211
iShares MSCI Pacific ex Japan ETF
EPP
$2.35B
– –
-32
Closed -$2K
EPU icon
212
iShares MSCI Peru and Global Exposure ETF
EPU
$584M
– –
-10
Closed -$1K
VMRK
213
Vivmark Residential
VMRK
$27B
– –
-3
Closed -$1K
ESRT icon
214
Empire State Realty Trust
ESRT
$826M
– –
-5,786
Closed -$86K
ETN icon
215
Eaton
ETN
$159B
– –
-146
Closed -$13K
EVRG icon
216
Evergy
EVRG
$18.8B
– –
-3,742
Closed -$226K
EWBC icon
217
East-West Bancorp
EWBC
$17.7B
– –
-2,152
Closed -$101K
EWJ icon
218
iShares MSCI Japan ETF
EWJ
$22.6B
– –
-12,642
Closed -$690K
EWK icon
219
iShares MSCI Belgium ETF
EWK
$170M
– –
-11
Closed -$1K
EWL icon
220
iShares MSCI Switzerland ETF
EWL
$2.46B
– –
-28
Closed -$2K
EWN icon
221
iShares MSCI Netherlands ETF
EWN
$732M
– –
-4
Closed -$1K
EWO icon
222
iShares MSCI Austria ETF
EWO
$209M
– –
-61
Closed -$2K
EWP icon
223
iShares MSCI Spain ETF
EWP
$2.27B
– –
-1
Closed -$1K
EWU icon
224
iShares MSCI United Kingdom ETF
EWU
$3.88B
– –
-13,332
Closed -$431K
EWY icon
225
iShares MSCI South Korea ETF
EWY
$28B
– –
-21
Closed -$2K
7 8
9
10 11

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.