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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$839M
AUM Growth
-$83.1M
Cap. Flow
-$83M
Cap. Flow %
-9.89%
Top 10 Hldgs %
28.61%
Holding
487
New
67
Increased
130
Reduced
183
Closed
60

Top Buys

Rank Stock Value
1
PFI icon
Invesco Dorsey Wright Financial Momentum ETF
PFI
+$11.3M
2
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$11.2M
3
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$5.86M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$5.63M

Top Sells

Rank Stock Value
1
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$17.1M
2
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$15.1M
3
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$14.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.4M
5
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$8.43M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.9%
2 Technology 5.75%
3 Healthcare 5.38%
4 Financials 3.82%
5 Communication Services 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHE icon
201
iShares US Pharmaceuticals ETF
IHE
$1.75B
$290K 0.03%
+6,153
New +$292K
BSJK
202
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$270K 0.03%
11,099
-16,289
-59% -$394K
BSJJ
203
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$270K 0.03%
11,151
-16,068
-59% -$387K
BSJI
204
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$269K 0.03%
10,679
-15,213
-59% -$383K
MNA icon
205
IQ ARB Merger Arbitrage ETF
MNA
$254M
$241K 0.03%
8,207
+8,144
+12,927% +$237K
CMBS icon
206
iShares CMBS ETF
CMBS
$473M
$240K 0.03%
4,685
-1,723
-27% -$89K
XLRE icon
207
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$222K 0.03%
7,211
+218
+3% +$6.67K
UUP icon
208
Invesco DB US Dollar Index Bullish Fund
UUP
$321M
$215K 0.03%
+8,109
New +$209K
RJN
209
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$202K 0.02%
73,983
+71,135
+2,498% +$180K
PCY icon
210
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.3B
$191K 0.02%
6,732
-120,631
-95% -$3.49M
RJZ
211
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$185K 0.02%
24,638
-11,395
-32% -$87.5K
LW icon
212
Lamb Weston
LW
$7.61B
$145K 0.02%
+3,819
New +$130K
IGSB icon
213
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$128K 0.02%
+2,436
New +$128K
RWX icon
214
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$110K 0.01%
3,037
+224
+8% +$8.54K
PGF icon
215
Invesco Financial Preferred ETF
PGF
$663M
$101K 0.01%
5,600
-20,126
-78% -$370K
PFF icon
216
iShares Preferred and Income Securities ETF
PFF
$13.1B
$100K 0.01%
2,663
+2,330
+700% +$88.5K
IOO icon
217
iShares Global 100 ETF
IOO
$9.29B
$95K 0.01%
+2,470
New +$93.1K
DBEF icon
218
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.41B
$79K 0.01%
2,815
+2,252
+400% +$60.8K
VPL icon
219
Vanguard FTSE Pacific ETF
VPL
$8.59B
$78K 0.01%
1,337
+236
+21% +$14K
HVPW
220
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$75K 0.01%
+3,855
New +$75.7K
HDV
221
iShares Core High Dividend ETF
HDV
$15.4B
$65K 0.01%
3,905
+890
+30% +$14.3K
QCP
222
DELISTED
Quality Care Properties, Inc.
QCP
$54K 0.01%
+3,428
New +$51.3K
GMF icon
223
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$429M
$49K 0.01%
650
-651
-50% -$51.5K
SHY icon
224
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$47K 0.01%
547
-123,093
-100% -$10.4M
TPYP icon
225
Tortoise North American Pipeline ETF
TPYP
$874M
$44K 0.01%
+1,842
New +$42.5K
7 8
9
10 11

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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Transamerica Financial Advisors held 487 positions worth $839M, down 9% from $922M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $83M in Q4 2016, closing 60 positions and reducing 183 holdings. Its most notable exit was iShares Global Tech ETF, an estimated $2.44M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.9% of assets, up from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Invesco Dorsey Wright Financial Momentum ETF worth $11.6M.

  • Transamerica Financial Advisors's largest Q4 2016 buy was Invesco Dorsey Wright Financial Momentum ETF: 377,233 shares worth $11.6M.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Industrials Momentum ETF in Q4 2016, an estimated $11.2M increase.
  • Transamerica Financial Advisors's biggest Q4 2016 reduction was Invesco Dorsey Wright Basic Materials Momentum ETF, cutting an estimated $17.1M.
  • Transamerica Financial Advisors fully exited iShares Global Tech ETF in Q4 2016, selling an estimated $2.44M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $839M portfolio in Q4 2016.
  • Transamerica Financial Advisors opened 67 new positions and closed 60 in Q4 2016.
  • Transamerica Financial Advisors's portfolio value fell 9% quarter-over-quarter to $839M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2016, filed 2 Feb 2017.