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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
176
DELISTED
Discover Financial Services
DFS
– –
-3
Closed -$1K
DG icon
177
Dollar General
DG
$27.6B
– –
-7
Closed -$1K
DGX icon
178
Quest Diagnostics
DGX
$27B
– –
-2,467
Closed -$252K
DHR icon
179
Danaher
DHR
$152B
– –
-765
Closed -$97K
DINO icon
180
HF Sinclair
DINO
$16.6B
– –
-10
Closed -$1K
DIS icon
181
Walt Disney
DIS
$192B
– –
-13,030
Closed -$1.82M
DJP icon
182
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$841M
– –
-82
Closed -$2K
DOC icon
183
Healthpeak Properties
DOC
$14.9B
– –
-3
Closed -$1K
DON icon
184
WisdomTree US MidCap Dividend Fund
DON
$4.07B
– –
-212,408
Closed -$7.69M
DOW icon
185
Dow Inc
DOW
$21.8B
– –
-22
Closed -$2K
DRI icon
186
Darden Restaurants
DRI
$25B
– –
-1,050
Closed -$128K
DTE icon
187
DTE Energy
DTE
$28.3B
– –
-11
Closed -$2K
DVN icon
188
Devon Energy
DVN
$51.6B
– –
-10
Closed -$1K
DVYE icon
189
iShares Emerging Markets Dividend ETF
DVYE
$1.26B
– –
-1,356
Closed -$56K
DXC icon
190
DXC Technology
DXC
$1.74B
– –
-1
Closed -$1K
DXJ icon
191
WisdomTree Japan Hedged Equity Fund
DXJ
$7.27B
– –
-1
Closed -$1K
EA
192
DELISTED
Electronic Arts
EA
– –
-389
Closed -$40K
EBND icon
193
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.31B
– –
-8,194
Closed -$228K
ECL icon
194
Ecolab
ECL
$81.2B
– –
-1
Closed -$1K
EEM icon
195
iShares MSCI Emerging Markets ETF
EEM
$31.3B
– –
-9,738
Closed -$418K
EFA icon
196
iShares MSCI EAFE ETF
EFA
$80.4B
– –
-558
Closed -$37K
EFG icon
197
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-1
Closed -$1K
EFV icon
198
iShares MSCI EAFE Value ETF
EFV
$31.9B
– –
-1
Closed -$1K
EIDO icon
199
iShares MSCI Indonesia ETF
EIDO
$496M
– –
-17
Closed -$1K
EIX icon
200
Edison International
EIX
$28.8B
– –
-22
Closed -$2K
6 7
8
9 10

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ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.