We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
176
Kayne Anderson Energy Infrastructure Fund
KYN
$2.46B
$683K 0.07%
+33,077
New +$646K
PLD icon
177
Prologis
PLD
$136B
$675K 0.07%
12,597
+868
+7% +$45.8K
BSJK
178
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$666K 0.07%
27,388
-3,760
-12% -$90.4K
BSJJ
179
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$661K 0.07%
27,219
-3,738
-12% -$89.8K
BSJI
180
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$656K 0.07%
25,892
-3,574
-12% -$89.7K
CERN
181
DELISTED
Cerner Corp
CERN
$653K 0.07%
10,563
+866
+9% +$54.7K
EIDO icon
182
iShares MSCI Indonesia ETF
EIDO
$496M
$628K 0.07%
23,736
-13,952
-37% -$360K
DOC icon
183
Healthpeak Properties
DOC
$14.9B
$627K 0.07%
18,137
+1,586
+10% +$55.5K
TMO icon
184
Thermo Fisher Scientific
TMO
$232B
$622K 0.07%
3,908
+322
+9% +$49.6K
CMS icon
185
CMS Energy
CMS
$21.6B
$619K 0.07%
14,716
+897
+6% +$39.2K
AIV
186
Aimco
AIV
$375M
$606K 0.07%
98,977
+10,524
+12% +$63.3K
IYY icon
187
iShares Dow Jones US ETF
IYY
$3.04B
$596K 0.06%
10,974
-6,170
-36% -$334K
EWZ icon
188
iShares MSCI Brazil ETF
EWZ
$8.23B
$593K 0.06%
+17,566
New +$581K
WU icon
189
Western Union
WU
$2.29B
$587K 0.06%
28,167
+3,310
+13% +$68K
EPU icon
190
iShares MSCI Peru and Global Exposure ETF
EPU
$584M
$583K 0.06%
+17,540
New +$589K
ENZL icon
191
iShares MSCI New Zealand ETF
ENZL
$85.8M
$578K 0.06%
+12,318
New +$568K
USDU icon
192
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$331M
$572K 0.06%
21,823
-663
-3% -$17.4K
FIS icon
193
Fidelity National Information Services
FIS
$20.9B
$571K 0.06%
7,408
+789
+12% +$61.6K
FXF icon
194
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$571K 0.06%
5,787
+702
+14% +$69K
SNI
195
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$568K 0.06%
8,945
+761
+9% +$48.7K
VMRK
196
Vivmark Residential
VMRK
$27B
$563K 0.06%
8,737
+767
+10% +$51.2K
WELL icon
197
Welltower
WELL
$174B
$562K 0.06%
7,515
+770
+11% +$59K
CAG icon
198
Conagra Brands
CAG
$7.81B
$544K 0.06%
14,820
+1,617
+12% +$58K
PCG icon
199
PG&E
PCG
$40.4B
$510K 0.06%
8,335
+1,098
+15% +$69.7K
COP icon
200
ConocoPhillips
COP
$158B
$505K 0.05%
11,597
+1,563
+16% +$64.9K
6 7
8
9 10

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.