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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
151
DELISTED
Coterra Energy
CTRA
$655K 0.09%
25,632
-14,468
-36% -$388K
HPQ icon
152
HP
HPQ
$27B
$655K 0.09%
21,747
-13,572
-38% -$380K
EA
153
DELISTED
Electronic Arts
EA
$631K 0.09%
4,606
-268
-5% -$35.4K
LPLA icon
154
LPL Financial
LPLA
$28.5B
$629K 0.09%
2,760
-198
-7% -$44.5K
PM icon
155
Philip Morris
PM
$302B
$621K 0.09%
6,593
-4,075
-38% -$375K
VZ icon
156
Verizon
VZ
$209B
$614K 0.08%
16,274
-5,441
-25% -$193K
SBUX icon
157
Starbucks
SBUX
$121B
$612K 0.08%
6,374
-4,039
-39% -$393K
JAAA icon
158
Janus Henderson AAA CLO ETF
JAAA
$30B
$610K 0.08%
12,125
+900
+8% +$45.2K
JNJ icon
159
Johnson & Johnson
JNJ
$658B
$608K 0.08%
3,879
-915
-19% -$140K
ETN icon
160
Eaton
ETN
$159B
$577K 0.08%
2,393
+2,078
+660% +$459K
SO icon
161
Southern Company
SO
$103B
$577K 0.08%
8,218
-2,768
-25% -$190K
SSNC icon
162
SS&C Technologies
SSNC
$19.5B
$572K 0.08%
9,351
-2,469
-21% -$135K
K
163
DELISTED
Kellanova
K
$571K 0.08%
10,205
-4,165
-29% -$218K
NVR icon
164
NVR
NVR
$17.1B
$565K 0.08%
81
– –
USB icon
165
US Bancorp
USB
$97.2B
$561K 0.08%
12,950
-2,917
-18% -$107K
ISCG icon
166
iShares Morningstar Small-Cap Growth ETF
ISCG
$1B
$555K 0.08%
+12,611
New +$496K
FLGB icon
167
Franklin FTSE United Kingdom ETF
FLGB
$939M
$551K 0.08%
21,900
-21,736
-50% -$524K
VB icon
168
Vanguard Morningstar Small-Cap ETF
VB
$81.9B
$548K 0.08%
+2,568
New +$495K
MDT icon
169
Medtronic
MDT
$117B
$546K 0.08%
6,619
-880
-12% -$67.1K
FISV
170
Fiserv Inc
FISV
$27.9B
$543K 0.08%
4,085
-495
-11% -$60.7K
DXCM icon
171
DexCom
DXCM
$33.6B
$542K 0.07%
+4,365
New +$446K
MCK icon
172
McKesson
MCK
$106B
$530K 0.07%
1,143
-283
-20% -$129K
ROP icon
173
Roper Technologies
ROP
$40.9B
$529K 0.07%
970
+540
+126% +$278K
ALLY icon
174
Ally Financial
ALLY
$13B
$492K 0.07%
14,067
-401
-3% -$11.2K
ORCL icon
175
Oracle
ORCL
$417B
$490K 0.07%
4,641
-1,167
-20% -$127K
5 6
7
8 9

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NFG
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.