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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
151
DELISTED
Comerica
CMA
– –
-118
Closed -$9K
CMCSA icon
152
Comcast
CMCSA
$96.2B
– –
-6,280
Closed -$266K
CME icon
153
CME Group
CME
$99.7B
– –
-50
Closed -$10K
CMI icon
154
Cummins
CMI
$78.8B
– –
-2,002
Closed -$343K
CMS icon
155
CMS Energy
CMS
$21.6B
– –
-62
Closed -$4K
CNC icon
156
Centene
CNC
$32.1B
– –
-899
Closed -$48K
CNP icon
157
CenterPoint Energy
CNP
$25.6B
– –
-6
Closed -$1K
COP icon
158
ConocoPhillips
COP
$158B
– –
-10
Closed -$1K
COR icon
159
Cencora
COR
$62.6B
– –
-437
Closed -$38K
CORP icon
160
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.6B
– –
-39
Closed -$5K
COST icon
161
Costco
COST
$426B
– –
-4,452
Closed -$1.18M
CPB icon
162
Campbell Soup
CPB
$7B
– –
-3
Closed -$1K
CRM icon
163
Salesforce
CRM
$168B
– –
-9
Closed -$2K
CSCO icon
164
Cisco
CSCO
$438B
– –
-19,350
Closed -$1.06M
CSM icon
165
ProShares Large Cap Core Plus
CSM
$527M
– –
-2
Closed -$1K
CTAS icon
166
Cintas
CTAS
$81.9B
– –
-2,432
Closed -$145K
CTSH icon
167
Cognizant
CTSH
$28.4B
– –
-17
Closed -$2K
CTVA icon
168
Corteva
CTVA
$55.4B
– –
-12
Closed -$1K
CVS icon
169
CVS Health
CVS
$119B
– –
-286
Closed -$16K
CVX icon
170
Chevron
CVX
$392B
– –
-368
Closed -$46K
CWI icon
171
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.91B
– –
-188
Closed -$5K
D icon
172
Dominion Energy
D
$58.9B
– –
-7
Closed -$1K
DBJP icon
173
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
– –
-24
Closed -$1K
DD icon
174
DuPont de Nemours
DD
$18.4B
– –
-10
Closed -$1K
DEO icon
175
Diageo
DEO
$52.7B
– –
-11
Closed -$2K
5 6
7
8 9

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ZIG
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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
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CA
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AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.