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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
151
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.72B
$230K 0.06%
2,159
-107
-5% -$15K
SLV icon
152
iShares Silver Trust
SLV
$33.5B
$217K 0.06%
14,927
+1,394
+10% +$19.1K
BF.B icon
153
Brown-Forman Class B
BF.B
$12.9B
$211K 0.05%
4,432
– –
MUB icon
154
iShares National Muni Bond ETF
MUB
$45.6B
$211K 0.05%
1,931
+1,845
+2,145% +$199K
TPR icon
155
Tapestry
TPR
$25.9B
$211K 0.05%
6,248
+1,212
+24% +$48.8K
TROW icon
156
T. Rowe Price
TROW
$24.1B
$211K 0.05%
2,282
+668
+41% +$64.8K
BOND icon
157
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.61B
$185K 0.05%
1,800
+1,467
+441% +$149K
DIS icon
158
Walt Disney
DIS
$192B
$172K 0.04%
1,565
-450
-22% -$51.2K
DUK icon
159
Duke Energy
DUK
$94.8B
$171K 0.04%
1,979
+1,961
+10,894% +$167K
LMT icon
160
Lockheed Martin
LMT
$128B
$170K 0.04%
647
-9
-1% -$2.73K
SNA icon
161
Snap-on
SNA
$20.4B
$169K 0.04%
1,163
-353
-23% -$55.8K
HYLS icon
162
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$155K 0.04%
3,444
-1,224
-26% -$57.1K
XLE icon
163
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
$155K 0.04%
5,380
-15,750
-75% -$527K
ELV icon
164
Elevance Health
ELV
$86.5B
$152K 0.04%
579
-176
-23% -$48.4K
SPY icon
165
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$152K 0.04%
607
-15
-2% -$4.04K
HYS icon
166
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$150K 0.04%
1,569
-11,014
-88% -$1.08M
HYD icon
167
VanEck High Yield Muni ETF
HYD
$4.36B
$141K 0.04%
2,297
-39,319
-94% -$2.4M
NUE icon
168
Nucor
NUE
$56.2B
$136K 0.03%
2,606
+37
+1% +$2.19K
GDX icon
169
VanEck Gold Miners ETF
GDX
$32.8B
$130K 0.03%
6,130
+148
+2% +$2.9K
TSS
170
DELISTED
Total System Services, Inc.
TSS
$128K 0.03%
1,565
-406
-21% -$36K
JNJ icon
171
Johnson & Johnson
JNJ
$658B
$126K 0.03%
971
-6,509
-87% -$908K
HSY icon
172
Hershey
HSY
$37.6B
$116K 0.03%
1,078
-250
-19% -$26.6K
GIS icon
173
General Mills
GIS
$21.3B
$114K 0.03%
2,928
-656
-18% -$27.7K
VRSN icon
174
VeriSign
VRSN
$26.6B
$113K 0.03%
758
-234
-24% -$35.1K
PFE icon
175
Pfizer
PFE
$163B
$112K 0.03%
2,701
+962
+55% +$39.9K
5 6
7
8 9

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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.