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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
101
Walmart Inc
WMT
$839B
$1.04M 0.14%
19,785
-6,333
-24% -$335K
MDLZ icon
102
Mondelez International
MDLZ
$80.4B
$1.03M 0.14%
14,285
-6,138
-30% -$421K
CVX icon
103
Chevron
CVX
$392B
$1.03M 0.14%
6,897
-1,713
-20% -$259K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.68B
$1.01M 0.14%
10,624
+10,591
+32,094% +$967K
CVS icon
105
CVS Health
CVS
$119B
$1M 0.14%
12,675
-5,575
-31% -$397K
COP icon
106
ConocoPhillips
COP
$158B
$988K 0.14%
8,508
-3,435
-29% -$402K
FSZ icon
107
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$986K 0.14%
15,148
+9,536
+170% +$565K
NFTY icon
108
First Trust India Nifty 50 Equal Weight ETF
NFTY
$118M
$986K 0.14%
18,230
+11,003
+152% +$550K
SRLN icon
109
State Street Blackstone Senior Loan ETF
SRLN
$5.47B
$977K 0.13%
23,290
-983
-4% -$40.9K
ACN icon
110
Accenture
ACN
$114B
$973K 0.13%
2,771
+627
+29% +$202K
FLN icon
111
First Trust Latin America AlphaDEX Fund
FLN
$41.3M
$973K 0.13%
46,772
+28,748
+159% +$543K
FLRN icon
112
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.91B
$973K 0.13%
31,795
-3,761
-11% -$115K
DOW icon
113
Dow Inc
DOW
$21.8B
$972K 0.13%
17,724
-8,174
-32% -$418K
SPSB icon
114
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$971K 0.13%
32,601
+32,169
+7,447% +$947K
KMB icon
115
Kimberly-Clark
KMB
$36.9B
$965K 0.13%
7,938
-3,802
-32% -$460K
UPS icon
116
United Parcel Service
UPS
$89.5B
$956K 0.13%
6,079
-2,394
-28% -$362K
CME icon
117
CME Group
CME
$99.7B
$953K 0.13%
4,525
-805
-15% -$172K
PNC icon
118
PNC Financial Services
PNC
$97.4B
$945K 0.13%
6,102
-3,855
-39% -$499K
FGD icon
119
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.64B
$934K 0.13%
41,942
+26,029
+164% +$547K
VCIT icon
120
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$905K 0.12%
11,125
-6,274
-36% -$485K
FNX icon
121
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$904K 0.12%
8,649
-6,601
-43% -$619K
SNPS icon
122
Synopsys
SNPS
$78.3B
$890K 0.12%
1,729
+675
+64% +$345K
NVO
123
Novo Nordisk
NVO
$215B
$884K 0.12%
8,538
+8,402
+6,178% +$831K
CMI icon
124
Cummins
CMI
$78.8B
$880K 0.12%
3,670
-1,715
-32% -$390K
FXF icon
125
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$865K 0.12%
8,174
-994
-11% -$99.8K
3 4
5
6 7

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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.