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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$112B
– –
-3
Closed -$1K
ADSK icon
102
Autodesk
ADSK
$53B
– –
-40
Closed -$7K
AEE icon
103
Ameren
AEE
$29.6B
– –
-149
Closed -$12K
AFL icon
104
Aflac
AFL
$58.2B
– –
-2,566
Closed -$141K
AGZ icon
105
iShares Agency Bond ETF
AGZ
$572M
– –
-1
Closed -$1K
AIG icon
106
American International
AIG
$39.9B
– –
-1,062
Closed -$57K
AIVI icon
107
WisdomTree International AI Enhanced Value Fund
AIVI
$63.7M
– –
-1
Closed -$1K
AIV
108
Aimco
AIV
$375M
– –
-53
Closed -$1K
ALL icon
109
Allstate
ALL
$65.1B
– –
-968
Closed -$99K
AMAT icon
110
Applied Materials
AMAT
$381B
– –
-12
Closed -$1K
AMGN icon
111
Amgen
AMGN
$239B
– –
-830
Closed -$153K
AMLP icon
112
Alerian MLP ETF
AMLP
$13.2B
– –
-1
Closed -$1K
AMT icon
113
American Tower
AMT
$83.2B
– –
-2,965
Closed -$607K
AMZN icon
114
Amazon
AMZN
$2.82T
– –
-40
Closed -$2K
ANGL icon
115
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.18B
– –
-89,834
Closed -$2.63M
APD icon
116
Air Products & Chemicals
APD
$67.7B
– –
-628
Closed -$143K
AVGO icon
117
Broadcom
AVGO
$1.7T
– –
-6,400
Closed -$185K
AWK icon
118
American Water Works
AWK
$27.3B
– –
-775
Closed -$90K
AXP icon
119
American Express
AXP
$227B
– –
-35
Closed -$5K
BA icon
120
Boeing
BA
$167B
– –
-108
Closed -$40K
BAC icon
121
Bank of America
BAC
$437B
– –
-141
Closed -$5K
BAX icon
122
Baxter International
BAX
$13.6B
– –
-8,364
Closed -$685K
BBY icon
123
Best Buy
BBY
$18B
– –
-2,019
Closed -$141K
BDX icon
124
Becton Dickinson
BDX
$51.7B
– –
-11
Closed -$3K
BF.B icon
125
Brown-Forman Class B
BF.B
$12.9B
– –
-4,432
Closed -$246K
3 4
5
6 7

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ZIG
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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.